QUESTION: 33

What is the main role of back office staff?

to confirm the accuracy of counterparties mailing addresses
to inform the central bank when a country limit is higher than a fixed level
to ensure that trades are confirmed and settled correctly in accord with best market practice recommendations
to be in constant contact with the counterparties front office staff

Answer(s): C

Reveal Solution Next Question

QUESTION: 34

A broker:

is an agent who mediates between buyers and sellers, for their mutual financial interest
controls country limits in cooperation with the compliance officer
is responsible for reducing transaction fees
acts as a correspondent bank

Answer(s): A

Reveal Solution Next Question

QUESTION: 35

A dealer belongs to:

the money laundering staff
the middle office staff
the front office staff
the back office staff

Answer(s): C

Reveal Solution Next Question

QUESTION: 36

If an overnight EUR/USD FX swap is traded on Tuesday, 19 June, and there are no currency holidays during the week of June 18 22, what would be the value dates of the two swap legs?

18 June against 19 June
19 June against 20 June
20 June against 21 June
21 June against 22 June

Answer(s): B

Reveal Solution Next Question

Free 3I0-010 Exam Braindumps

QUESTION: 33

QUESTION: 34

QUESTION: 35

QUESTION: 36

3I0-010 Discussions & Posts