Free 3I0-010 Exam Braindumps (page: 27)

Page 26 of 86

The organisation SWIFT belongs to:

  1. the participants (users) of this system
  2. the Central Bank of Belgium
  3. the European Central Bank
  4. the IMF

Answer(s): A



Which department is responsible for deal settlement?

  1. the front office
  2. the back office (Operations)
  3. the IT department
  4. the middle office

Answer(s): B



If the back office staff receive a trade that is incomplete, which information is absolutely essential for processing the trade?

  1. the clearing house phone number
  2. the account number to which fees are booked
  3. the name of the counterpartys dealer
  4. the name of the counterparty

Answer(s): D



In trading, which is the most often used deal capture system?

  1. a letter-based system
  2. a SWIFT-based system
  3. a fax-based system
  4. a screen-based system

Answer(s): D






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