CompTIA
Checkpoint
ISC
HP
Dell
EC-Council
EXIN
Fortinet
ITIL®
Juniper
PMI
Microsoft
VMware
Avaya
Google
Salesforce
Amazon
Palo Alto Networks
Certiport
ISC2
All Vendors
  2. Home
  3. Exams
  4. ACI
  5. 3I0-013

Free 3I0-013 Exam Braindumps (page: 40)

Page 39 of 97
PDF with 386 Questions

Which of the following risks is best mitigated by CLS?

  1. Currency risk
  2. Operational risk
  3. Liquidity risk
  4. Settlement risk

Answer(s): D



Which of the statements about pricing on electronic trading platforms is incorrect?

  1. Market makers must ensure that their prices are adequate and appropriate for their trading style
  2. Prices must be posted with the clear intent to be tradable
  3. There need not be a clear and genuine intent to trade on each posted price
  4. Prices quoted should be firm unless clearly labeled as indicative

Answer(s): D



What guidelines does the Model Code provide concerning the practice in the interbank market of only one party to a transaction sending a written confirmation?

  1. It is only permissible in derivatives markets
  2. Both parties of a trade should send confirmations
  3. It is recommended
  4. It is only permissible when dealing value today

Answer(s): A



Which one of the following statements about claims is true?

  1. Claims are not expected to be submitted after 15 days from the actual settlement date.
  2. Claims of less than USD 5,000.00 are not expected to be submitted.
  3. Claims are calculated on the full principal amount of the failed transaction. Interest rates are imposed by the agent banks, unless a higher negotiated rate is to be applied.
  4. Acknowledgement of receipt of a claim should be confirmed within 48 hours by email or SWIFT.

Answer(s): A






Post your Comments and Discuss ACI 3I0-013 exam with other Community members:

3I0-013 Discussions & Posts