Free CRCM Exam Braindumps (page: 87)

Page 87 of 344

Which of the following is NOT included in the definition of margin stock?

  1. Stock traded on a national securities exchange
  2. Nonmargin stock convertible to margin stock
  3. Debt securities convertible to margin stock
  4. Warrants to purchase margin stock

Answer(s): B



Which of the following is NOT included in the definition of margin stock?

  1. Stock traded on a national securities exchange
  2. Nonmargin stock convertible to margin stock
  3. Debt securities convertible to margin stock
  4. Warrants to purchase margin stock

Answer(s): B



Which of the following is NOT included in the definition of margin stock?

  1. Stock traded on a national securities exchange
  2. Nonmargin stock convertible to margin stock
  3. Debt securities convertible to margin stock
  4. Warrants to purchase margin stock

Answer(s): B



First National Bank has made three loans to Mrs. Elmwood. Two of the loans are regulated credits (they are for the purpose of purchasing margin stock and secured by margin stock). The third loan is for the purpose of purchasing margin and nonmargin stock, and the loan is secured by real estate and margin stock. Can the bank avoid having the third loan combined with the other two for Regulation U purposes?

  1. Yes, but the real estate must have a value of at least twice as much as the third loan.
  2. No. At least the part of the loan attributable to the security of margin stock must be treated as a regulated credit and combined with the other two loans.
  3. No. All of the third loan must be combined with the others.
  4. Yes. As long as there is any other collateral, the loan will not be a regulated credit.

Answer(s): B



Page 87 of 344



Post your Comments and Discuss Banking CRCM exam with other Community members:

LeAnne Hair commented on August 24, 2023
#229 in incorrect - all the customers require an annual review
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LeAnne Hair commented on August 24, 2023
#229 in incorrect - all the customers require an annual review
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LeAnne Hair commented on August 24, 2023
I think question 204 has an incorrect solution. It should be D-Regulation E
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Igor commented on April 10, 2020
Guys, leave no stones unturned. Try to study every questions and anything other supplementary material you have. The exam is not easy. I just wrote mine and if it wss not for these questions I would have not have passed it.
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Lori commented on July 20, 2017
I had a good result. Worth the money.
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Chipps commented on July 20, 2017
Studying from this dump helped me understand the concept and what comes in the exam. But I only get about 80 to 85% of the questions not 100% as it is claimed. Well... still good enough to pass.
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