CFA CFA I Exam Prep
CFA Level I Chartered Financial Analyst (Page 308 )

• Low usage during the first three weeks
• Very high usage during the last week

• High availability: Keeps services running despite failures.
• High latency: Means slow response times; it is not a benefit.
• Load balancing: Distributes traffic across resources but does not specifically address scaling resources up and down.

• Remote and global access: Employees can authenticate from anywhere, not just a specific location.
• Seamless login: The device can authenticate in the background, reducing repeated password or MFA prompts.
• Minimal equipment: It uses devices employees already have, rather than requiring separate hardware.

• Geotagging: Identifies location but is not a complete authentication method and can be spoofed.
• Smart cards: Can provide strong authentication, but require cards and often readers, adding equipment and user steps.
• Time-based logins: Restrict access by time but do not verify the user or device adequately.

• Check whether the data is accurate, complete, and properly prepared.
• Confirm that the pattern is not caused by an outlier, data-quality problem, or modeling issue.
• If the data is valid, treat the result as a potentially valuable new business insight.

• A: A data scientist may help, but expert validation and data-quality checking come first.
• C: Filtering out inconvenient data risks hiding a valid insight.
• D: Einstein’s result should not be accepted without verification simply because it produced the finding.

• Árvores de decisão: usam regras sequenciais, como “se característica X > valor, siga para este ramo”. São fáceis de visualizar e explicar. Atendem bem a problemas de classificação e regressão com alta interpretabilidade.

• Regressão linear: prevê um valor numérico contínuo, como preço, custo ou temperatura. Não é a escolha principal para classificar genes em categorias.

• Regressão logística: calcula a probabilidade de uma categoria. Pode atender à classificação, inclusive multiclasses, mas sua explicação costuma ser menos intuitiva que uma árvore para documentar decisões.

• Redes neurais: atendem a tarefas complexas, como imagens, texto e padrões não lineares. Porém, são menos interpretáveis, funcionando mais como uma “caixa-preta”.

• SOW
• SLA
• MOA
• MOU

• The Subscribe to Reports user permission.
• At least Viewer access to the report’s folder.
• Access to the report itself.

• Subscribe to Reports: Run Reports is not the relevant Salesforce permission.
• Chatter Subscribe to Reports is not a Salesforce permission.
• Set Running User relates to configuring the user whose permissions determine report results—not subscribing to a report.

• Disabling GPS: Affects location services, not email connectivity.
• Configuring 4G usage only: Does not enable international data access and could prevent connectivity if 4G is unavailable.
• Connecting using a hotspot: Could provide data, but it is not the most direct solution and depends on another network or device.

• Assignment
• Decision
• Get Records
• Loop

• Screen flow: Would include a Screen element.
• Inactive version: Inactive status does not restrict the available elements.
• Activated version: Activation status also does not determine the toolbox contents.

• A: Reduce management overhead — This is generally an advantage of public cloud, not hybrid cloud. Hybrid environments can increase management complexity.
• B: Cross-platform virtualization — Not the defining advantage of hybrid cloud.
• D: Leverage IaaS and PaaS — Public clouds commonly provide both IaaS and PaaS, so this is not unique to hybrid cloud.

• Field name and label
• Data type
• Reference table
• Default value
• Whether the field is mandatory or read-only
• Field attributes and configuration

• A: Labels and translations are handled through documentation and translation-related records.
• C: Table relationships may be represented through reference fields, but this is not the primary description of the Dictionary.
• D: Spell-checking language data is unrelated to the System Dictionary.

• Have a definite, clear objective (C): Know exactly what you want to communicate. A clear purpose reduces ambiguity and irrelevant information.
• Plan the communication (E): Decide what to say, who needs the information, the appropriate channel and the best timing.
• Seek feedback (F): Check that the receiver understood the message. This could involve asking for confirmation or inviting questions.

• Ask questions (A): Usually associated with the receiver checking or clarifying information, although a sender may use questions in practice.
• Give feedback (B): Feedback is generally the receiver’s response to the sender’s message. The sender’s responsibility here is to seek feedback.
• Consider their contribution (D): This is not a standard sender-focused step in the communication process. The sender should consider the receiver’s needs and perspective, but the wording is less precise than the three recognised actions above.

• Geo-redundant storage (GRS) replicates data to a secondary Azure region, but the secondary copy is normally unavailable for read access.
• RA-GRS provides geo-replication and read-only access to the secondary region, satisfying all requirements.
• Zone-redundant storage (ZRS) replicates data across availability zones within the same Azure region, not separate geographic regions.
• Locally redundant storage (LRS) keeps copies within a single datacenter or region and does not provide geographic resiliency.

• Application management: Controls which apps can be installed or used; it does not remove existing data after theft.
• Full-disk encryption: Protects data when the device is powered off or locked, but it may not help if the attacker has already unlocked the device.
• Containerization: Separates corporate data from personal data, but the attacker may still access the corporate container using the stolen credentials.

Question 3: AWS Storage Gateway File Gateway

• A: S3 bucket per user — S3 is object storage, not a traditional shared file system; mounting it requires extra tools and is less efficient.
• B: File Gateway — Provides a local file share using standard file protocols while storing files in Amazon S3. This preserves convenient local access and extends storage capacity.
• C: WorkSpaces and WorkDocs — Designed for virtual desktops and document collaboration, not large shared file storage.
• D: EC2 with EBS — EBS is attached to one EC2 instance and is not designed for direct multi-user file sharing.

• Whether a user has a console password
• Password age and last password change
• Whether MFA is enabled
• Access key status
• Access key creation date and last-use information
• Access key age, which helps audit rotation

• IAM Access Analyzer identifies unintended access to resources; it does not report credential age or rotation.
• AWS Artifact provides AWS compliance documents and agreements, not details about your IAM users.
• AWS Audit Manager helps collect evidence for audits, but it is not the direct tool for viewing IAM credential rotation details.

• The legacy system creates a signed JWT assertion.
• Salesforce validates the assertion using a certificate configured on a Connected App.
• Salesforce issues an access token for the integration user.
• No refresh token is required; the system can request a new access token when needed.

• Web Server Flow: normally uses a client secret and authorization/refresh tokens.
• Username-Password Flow: requires storing Salesforce credentials and is discouraged for integrations where stronger options are available.
• User Agent Flow: intended for user-interactive applications, not unattended server-to-server processing.

• Multiple nodes: Data is replicated several times in the primary region.
• Separate geography: A copy is asynchronously replicated to a secondary Azure region.
• Readable secondary: RA-GRS provides read-only access to the secondary replica, even when the primary region is available.

• GRS: Replicates to another region but the secondary copy isn’t normally readable.
• ZRS: Replicates across availability zones in the same region, not a separate geographic region.
• LRS: Keeps replicas within a single datacenter or region and provides no geographic redundancy.

• A. Tuning system software: This is a corrective action, not an analysis method. Tuning should be based on measured performance data.
• B. User dissatisfaction reports: Useful as an indicator, but subjective and insufficient for diagnosing the cause.
• D. Off-peak utilization and response time: This may hide problems occurring during peak periods. Performance analysis should cover representative or peak workloads.

• Microsoft 365 groups can contain users, but generally can’t contain other groups as members.
• Security groups can contain users and, where supported, other security groups.
• Distribution groups have different nesting restrictions and aren’t equivalent to security groups.
• Dynamic groups can’t be manually populated with members; their membership is calculated from rules.
• A group’s membership type (Assigned or Dynamic) and group type determine whether it can be added to another group.

• Detect risky sign-ins from unfamiliar or unidentified IP addresses
• Evaluate user or sign-in risk
• Automatically require a password change because of a risky sign-in

• User risk policy: Can require a user to securely change their password when the account may be compromised.
• Sign-in risk policy: Can require MFA or block access based on the risk of a particular sign-in.

• IaaS: You deploy and manage virtual machines, operating systems, disks, and networking. Azure manages the physical datacenter and host infrastructure.
• PaaS: Azure manages the operating system and runtime so you can focus on deploying applications, such as with Azure App Service or Azure Functions.
• SaaS: You consume a complete, provider-managed application.

• Modelo de embeddings de texto: trabalha principalmente com texto, não sendo adequado para imagens.
• Modelo generativo multimodal: pode interpretar ou gerar conteúdo de vários tipos, mas não é a opção específica para busca por similaridade.
• Modelo de geração de imagens: cria imagens a partir de entradas, não realiza busca multimodal.

• 25 — Traditional SMTP server-to-server delivery; often restricted for client submission and not inherently encrypted.
• 110 — POP3 for retrieving email; unencrypted by default.
• 143 — IMAP for retrieving and synchronizing email; unencrypted by default.
• 587 — Authenticated SMTP submission, commonly secured with STARTTLS.

• Import: Copies data into the Power BI model. It requires scheduled or manual refresh, so it may not meet the two-minute requirement.
• Live connection: Connects to an existing Power BI semantic model or Analysis Services model; it is not the appropriate choice for connecting directly to the Azure SQL database in this scenario.

• The VM keeps its configuration, disks, IP settings, and associated resources.
• The operation may cause downtime.
• You cannot guarantee that it will move specifically to Host2; Azure selects the new host.
• Update management is for update configuration, not host relocation.
• Moving to another subscription does not move the VM to a different physical host.
• Usage location is unrelated to VM placement.

• You provision the virtual machine.
• You manage the guest operating system, applications, and configuration.
• Azure manages the physical servers, datacenter, and underlying virtualization infrastructure.

• Cloud architecture
• Data architecture
• Platform engineering
• Data engineering
• Provisioning and modernization

• Data protection is associated mainly with security and risk management.
• Data governance belongs to the governance perspective.
• Data science is not an AWS CAF capability.

• A vulnerability scanner automates discovery of known vulnerabilities and misconfigurations across systems. It can contribute to a supply-chain assessment.
• A penetration test actively attempts exploitation and is usually limited to an agreed scope.
• SCAP standardizes vulnerability and configuration assessment data; it is not the analysis itself.
• Illumination tool is not a commonly defined CompTIA Security+ term.

• Aggregation happens once, during the scheduled job.
• Dashboard users query a relatively small, precomputed table.
• Repeated users do not trigger expensive aggregations against the detailed sales table.
• Overwriting is appropriate because the summary is rebuilt for the reporting period.

• B: Structured Streaming is unnecessary for data that only needs daily refreshes and adds operational/compute overhead.
• C: A view recomputes the aggregation at query time, increasing latency and query cost.
• D: Delta caching may improve reads but does not replace the need to materialize the expensive aggregation, and cache availability is not the main design guarantee.

• Disable default accounts: Default or unused accounts may have predictable names or credentials and can be abused by attackers. They should be disabled, removed, or secured with strong credentials where necessary.
• Remove unnecessary services: Every running service can contain vulnerabilities or provide an entry point. Removing services the server does not need reduces exposure.

• Add the server to the asset inventory: Important for asset management, but it does not directly harden the system.
• Document default passwords: Default passwords should be changed or disabled—not recorded for continued use.
• Send logs to the SIEM: Supports monitoring and detection, rather than directly reducing the attack surface.
• Join the corporate domain: A deployment/configuration decision, not inherently a hardening measure.

• Leadership and stakeholder commitment
• Business capability and skills
• Organizational culture
• Availability of resources
• Ability to manage and sustain change
• Impact of the proposed transformation

• How ready the organization is
• Which areas require urgent attention
• How difficult each issue may be to resolve
• Risks that could affect implementation

• A: Places the assessment in Phase B and refers vaguely to creating views; this is not the prescribed technique.
• B: An Implementation Factor Assessment and Deduction Matrix is not the primary TOGAF technique described for business transformation readiness.
• D: A Business Scenario helps identify requirements and stakeholder concerns, but it is not the main technique for assessing organizational readiness.

• Data loss prevention (DLP): Helps detect or prevent unauthorized data transfers, but does not directly protect data on a stolen, powered-off laptop.
• Operating system hardening: Reduces vulnerabilities and attack surface, but does not adequately protect stored data if the device is stolen.
• Boot security: Helps prevent unauthorized operating systems or boot media from loading. It supports device security but is not the primary solution for protecting the data itself.

• A: Daily involvement is unnecessary and may not solve the availability problem.
• C: Clarifying all requirements at the start conflicts with agile’s iterative refinement.
• D: Simply reviewing based on availability leaves the problem unresolved and allows rework to continue.

• Issuer: Identifies the party issuing a SAML message, commonly the IdP in the SAML assertion. It is not the Salesforce setting used to distinguish Salesforce from other service providers.
• Identity Provider Login URL: Specifies where Salesforce sends users for authentication; it does not identify Salesforce.
• SAML Identity Location: Specifies where the user identity is found in the SAML assertion, such as the subject or an attribute.

• A private IP address on the virtual network
• An associated public IP address

• Filtering or reshaping columns
• Joining with an analysis-specific dataset
• Creating calculated fields
• Applying business logic for a particular project

• Data blending: Combining different data sources, not specifically the final processing step.
• Data enhancement: A broad term for enriching data.
• Data testing: Checking data quality or pipeline correctness.
• Last-mile ETL: The precise term for additional transformations performed after the main pipeline, often directly before analytics or reporting.

• 16 VMs: one failure loses 25 GB and 10 cores—only 6.25% of memory.
• 8 VMs: one failure loses 12.5% of memory.
• 4 VMs: one failure loses 25%.
• 1 VM: one failure loses the entire application environment.

• Wiping securely overwrites the drive so the original data cannot reasonably be recovered. It is generally less expensive than physically destroying the device.
• Recycling could expose the data if the drive is not securely erased first.
• Shredding physically destroys the drive and is effective, but usually more costly and prevents reuse.
• Deletion only removes file references; it is not a secure sanitization method.

• Use one Azure AD directory for the organization.
• Separate divisions with subscriptions and/or resource groups.
• Assign each division’s administrator appropriate Azure role-based access control (RBAC) permissions, scoped to their subscription or resource group.

• D. Provide public endpoints to store and retrieve data

• E. Manage the infrastructure layer and the operating system

• Classifying data
• Configuring access permissions, such as IAM policies
• Selecting or configuring available encryption options, depending on the requirement

• Writing with Apache Spark, typically as Delta tables.
• Reading with Apache Spark for processing and analysis.
• Reading with T-SQL through the lakehouse’s automatically generated SQL analytics endpoint.
• Reading with KQL through Fabric’s query capabilities that can access lakehouse data.

• Eventhouse: Optimized for real-time and KQL workloads, but it is not the natural destination for Spark-based writes or general lakehouse storage.
• Datamart: Intended mainly for relational analytics and Power BI; it is not designed for Spark-based data ingestion.
• Warehouse: Primarily T-SQL-based and structured. It does not provide the same native Spark write experience or flexibility for semi-structured data.

• Dynamics 365 Remote Assist — used for remote collaboration and mixed-reality scenarios.
• Dynamics 365 Finance — supports financial and operational management.
• Dynamics 365 Business Central — designed primarily for small and medium-sized businesses’ finance and operations.
• Dynamics 365 for Phones — provides mobile access to Dynamics 365 apps, including Sales, through the mobile Unified Interface.

• Continuous deployment: Automates software releases; it does not specifically test input handling.
• Static code analysis: Examines source or compiled code without executing it. It can find coding flaws but does not directly stress the application with malformed inputs.
• Manual peer review: Developers inspect code or design manually. Useful, but not the best practice specifically for testing how a live product handles invalid input.

• A Layer 2 switch checks the destination MAC address in its MAC address table (CAM table).
• If the destination MAC is unknown, the switch cannot select a specific outgoing port.
• It therefore performs unknown-unicast flooding, sending the frame out every other port in that VLAN.
• The frame is not sent back through the port where it arrived.

• Monitoring: Detects activity but does not remove the underlying risk.
• Patching: Useful for systems that must remain operational, but these desktops are unused.
• Isolating: Can be a temporary containment measure, but permanently removing unnecessary systems is more appropriate.

1. Start with the 48-bit MAC address.
2. Split it into two 24-bit halves.
3. Insert FF:FE between the halves, creating a 64-bit value.
4. Invert the U/L bit—the seventh bit from the left in the first MAC byte.

text 
MAC:       00:1A:2B:3C:4D:5E 
EUI-64:    02:1A:2B:FF:FE:3C:4D:5E

• FE80 is the prefix commonly used for an IPv6 link-local address, not part of the EUI-64 interface ID.
• The interface ID is not random.
• The MAC address is modified by inserting FF:FE and changing the U/L bit.

• Conserve public IPv4 addresses: IPv4 addresses are limited, so many internal devices share a smaller number of public addresses through NAT.
• Reduce direct exposure: Private addresses are not directly routable from the public Internet, which helps reduce unsolicited access to internal devices.

• 6-phone boxes: 6x
• 8-phone boxes: 8x

• How quickly the vendor must respond to an incident or request
• Target resolution times
• Availability or uptime requirements
• Performance metrics and penalties for not meeting them

• SOW (Statement of Work): Describes the project’s scope, tasks, deliverables, and timeline.
• MOA (Memorandum of Agreement): Documents a formal agreement to cooperate or perform specific activities.
• MOU (Memorandum of Understanding): Records a mutual understanding or intent, often less binding than a contract.