A. Issuance and redemption of stocks or bonds
B. Transfer and record keeping of stock or bonds
C. None of these
D. Both of these

Answer(s): D
QUESTION: 94
A trust agreement is called:

A. Trust paper
B. Trust agreement document
C. Both of these
D. None of these

Answer(s): D
QUESTION: 95
Stock transfer agent, Bond registrar, stock registrar and dividend reinvestments agent are the
additional duties of:

A. Brokers/Brokerage houses
B. Corporate trust departments
C. Mutual funds agencies
D. None of these

Answer(s): B
QUESTION: 96
A bank may serve as for a company's employee benefit and retirement plans.

A. Administrator or agent
B. Trustee or co-trustee
C. Custodian or depository
D. Al of these

Answer(s): D
QUESTION: 97
Which one of the following is/are NOT the type of retirement plans that banks may administer?

A. Pension plans
B. Self-employed retirements trust
C. Group retirement accounts
D. Post-requirement accounts

Answer(s): C, D

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Free Financial CFSA Exam Questions (page: 25)

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