Free Series 6 Exam Braindumps (page: 18)

Page 18 of 83

In 2004, your Uncle Oscar purchased 300 shares of Hasbro, Inc. for $19 a share. Uncle Oscar died earlier year and left his Hasbro stock to you. The stock was selling for $44 on the day he died, but by the time you learned that you were the beneficiary of the stock, the price was $47. A month later, you notice that the stock is selling for $55 and decide to sell it.
What is the tax consequence of this sale to you?

  1. $10,800, taxed as long-term capital gain income
  2. $3,300, taxed as long-term capital gain income
  3. $2,400 taxed as short-term capital gain income
  4. None of the above is the correct tax consequence of this sale.

Answer(s): B

Explanation:

If you sell Hasbro stock for $55 and it was selling for $44 on the day that your uncle died, the sale will result in $3,300 of taxable income, taxed to you as long-term capital gain income. Your cost basis is the price at which the stock was selling on the day your uncle died, $44, so your gain on the sale is ($55 - $44) x 300 shares = $3,300. Although you owned the stock for only a month, the IRS stipulates that capital gain (or loss) earned on the disposition of inherited investment property will be considered to be long-term capital gain, regardless of how long it is held by the beneficiary prior to its sale.



Nancy invested $1,850 in the MidFee Mutual Fund, which has a 4% front -end load. The net asset value (NAV) per share of the fund at the time of her purchase was $22.20.
How many shares of the fund was Nancy able to purchase?

  1. 83.33
  2. 80.00
  3. 80.13
  4. None of the above is correct.

Answer(s): B

Explanation:

If Nancy invested $1,850 in MidFee, which has a 4% front-end load, when the fund's net asset value was $22.50, she was able to purchase 80.00 shares. The offer price of the fund = NAV/ (1 - % load) = $22.20/ (1 - 0.085) = $23.125. An investment of $1,850 would, therefore, purchase $1,850/$23.125 = 80 shares.



Mr. Investor has purchased 100 shares of the common stock of the Everyman Corporation. As such, which of the following is not a right that Mr. Investor has?

  1. the right to receive dividends, if declared
  2. the right to vote on the members of Everyman's board of directors
  3. the right to vote on any proposed changes to the corporate bylaws
  4. the right to vote on the purchase of a major piece of property that Everyman is considering

Answer(s): D

Explanation:

Mr. Investor does not have the right to vote on the purchase of a major piece of property that Everyman is considering or any decision involving business operations. He does have the right to receive dividends, if dividends are declared, based on his proportionate ownership of the firm. He also has the right to vote on the members of the firm's board of directors and to vote on any proposed changes to the corporate by laws.



Anna Lyst observes that the beta of a certain stock is 0.8. This means that:

  1. if the S&P 500 Index loses 10%, this stock can be expected to lose 8%.
  2. the stock is 80% more volatile than the S&P 500 Index.
  3. if the S&P 500 Index is up 10%, this stock can be expected to lose 8%.
  4. the stock is riskier than the overall market.

Answer(s): A

Explanation:

If the beta of a stock is 0.8, it means that if the S&P 500 Index loses 10%, this stock can be expected to lose 8%. Beta is a measure of how a stock or a portfolio of stocks moves with the overall market, and the S&P 500 Index is commonly used as a proxy for the overall market. A beta of 0.8 means that the stock is less risky than the market, which has a beta of 1.0.



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Av dey commented on August 16, 2023
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