Free SERIES66 Exam Braindumps

Pass your Series66 (Series66) NASD Series 66 exam with these free Questions and Answers


  • Exam Code: SERIES66
    Exam Title: Series66 (Series66) NASD Series 66
  • Exam Provider: FINRA
  • Exam Questions: 251
  • Updated On: 24-Nov-2023
Series 66
QUESTION: 1
Tiffany's brother, Jamal, is a new investor but believes that the markets are basically efficient
and that he doesn't have the knack for or interest in predicting trends. He also believes in saving
money on transaction costs and taxes. Jamal's investment style is best described by which of
the following:

A. Indexing
B. Tactical asset allocation
C. Buy and hold
D. Diversification

Answer(s): C
Explanation:
A buy-and-hold strategy describes a passive investment approach. This approach assumes that
markets are efficient and that it is impossible to time the purchase or sale of securities or to
manage the balance of assets in order to take advantage of market movements. Since this is a
passive strategy, there are reduced transactions costs and also reduced tax consequences. The
downside to a buy-and- hold approach is that over time, the risk and reward of the asset
allocation wil change and may not be in alignment with the client's original risk tolerance and
objectives

QUESTION: 2

In 2004, inflation has risen to 4%. The Seymour Jones family has owned an 8% callable
corporate bond for seven years. Calculate the 2004 real interest rate on this bond.

A. .04%
B. 12%
C. 98%
D. 4%

Answer(s): D
Explanation:
The formula for inflation-adjusted return factors the eroding effect of inflation on an investment's
annual yield (8%-4%= 4%). It makes no difference that the bond is callable or that the family
has owned the bond for seven years.

QUESTION: 3

Samantha Peterson felt that she had made a great investment in Zip Wow, a growing company
in Kalamazoo. She had purchased 10 of Zip Wow' s 11% bonds at 103 and hoped to make a
profit before the bonds were called. In 2003, inflation rose from 2% to 3% and Zip Wow' s stock
dropped to $12 per share. Calculate the inflation- adjusted return on one of Samantha' s bonds
for 2003.

A. $11.33
B. 8%
C. 10%
D. $113.30

Answer(s): B

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Post your Comments and Discuss FINRA SERIES66 exam with other Community members:

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LOL what a joke 10/23/2023 10:17:34 AM
How is Question number 6 - C) Applications, and then question number 8 everything except Applications? These 2 questions contridict themselves.
Anonymous
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shime 10/23/2023 10:03:43 AM
This is really very very helpful for MCD LEVEL 1
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Pablet 10/23/2023 8:23:05 AM
Question 26 should be A (EAP)
Anonymous
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mfundo 10/23/2023 3:45:55 AM
f you memorize all questions and answers you are going to get around 85% or more. Looks like some questions are no longer in the exam. But still good enoug to pass.
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Marianne 10/22/2023 11:57:27 PM
I cannot see the button to go to the questions
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Marianne 10/22/2023 11:56:08 PM
Oracle 19c has advanced features
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YoloStar Yoloing 10/22/2023 9:58:13 PM
Q. 289 - The correct answer should be B not D, since the question asks for the most secure way to provide access to a S3 bucket (a single one), and by principle of the least privilege you should not be giving access to all buckets.
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Umashankar Sharma 10/22/2023 9:39:42 AM
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3rd so far, need to cover more
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Till 104 questions are free, lets see how it helps me in my exam today.
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Anon 10/20/2023 10:52:50 AM
Question 50: C is wrong, B is correct.
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Ruchit Yadav 10/20/2023 4:30:05 AM
Question No:74 answer should be A.
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Ruchit Yadav 10/20/2023 4:03:35 AM
Answer for question no 60 is 14 days
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indycip 10/20/2023 3:29:42 AM
Great questions
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Kevin 10/20/2023 2:01:44 AM
I can't find AWS Certified Practitioner CLF-C01 exam in AWS website but I found AWS Certified Practitioner CLF-C02 exam. Can everyone please verify the difference between the two CLF-C01 and CLF-C02? Thank you
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adi 10/19/2023 11:05:05 PM
no comments
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Mort 10/19/2023 7:09:29 PM
QUESTION: 162 should be DLP (B)
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MortonG 10/19/2023 6:32:05 PM
QUESTION: 128 D is the wrong answer...should be C
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Anon 10/19/2023 5:15:42 PM
Question 40: B.E is wrong. Expected: D.E
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