QUESTION: 65 Topic 1, Volume A

In advance of a preliminary survey, a chief audit executive sends a memorandum and questionnaire to the supervisors of the department to be audited. What is the most likely result of that procedure?

It creates apprehension about the audit engagement.
It involves the engagement client's supervisory personnel in the audit.
It is an uneconomical approach to obtaining information.
It is only useful for audits of distant locations.

Answer(s): B

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QUESTION: 66 Topic 1, Volume A

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Which of the following steps would not be included in a program of selecting and developing human resources for an internal audit department?

Scheduling periodic meetings with individual auditors,during which the chief audit executive
provides counsel regarding each auditor's performance and professional career development.
Establishing an internal review team to assess the auditors' and audit department's compliance with standards,level of audit effectiveness,and compliance with departmental policy.
Developing specific job descriptions for audit staff,audit managers,and other auditing positions.
Establishing in-house training programs and requiring continuing education for audit staff.

Answer(s): B

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QUESTION: 67 Topic 1, Volume A

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Auditors 1, 2, and 3 work out of various offices. Each must be assigned to one, and only one, of three audit locations (A, B, or C). The cost of sending each auditor to each location is listed below:
Audit Locations
Auditor 1
A
B
C
Auditor 2
$200
$300
$400
Auditor 3
$400
$300
$600
Auditor 4
$200
$200
$500
The minimum cost with which this assignment can be accomplished is:

$800
$900
$1,000
$1,100

Answer(s): B

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QUESTION: 68 Topic 1, Volume A

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An audit of the quality control department is being planned. Which of the following would least likely be used in the preparation of a preliminary survey questionnaire?

An analysis of quality control documents.
The permanent audit file.
The prior audit report.
Management's charter for the quality control department.

Answer(s): A

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Free IIA-CIA-Part1 Exam Braindumps (page: 18)

QUESTION: 65 Topic 1, Volume A

QUESTION: 66 Topic 1, Volume A

QUESTION: 67 Topic 1, Volume A

QUESTION: 68 Topic 1, Volume A

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