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ISACA Advanced in AI Audit Questions 196–200 (page: 41)

Updated On: 12-Sep-2026

Which of the following is the MOST effective approach for an organization to reduce the impact of adversarial attacks on AI models?

  1. Implementing robust model testing with adversarial examples and regular retraining
  2. Focusing on improving the accuracy of AI models on clean and non-adversarial data
  3. Increasing the complexity of AI models to make them more resistant to attacks
  4. Limiting access to AI model outputs to prevent potential attackers from gathering information

Answer(s): A

Explanation:

Adversarial testing exposes the model to deliberately manipulated inputs so weaknesses can be identified before attackers exploit them. Regular retraining with representative adversarial examples strengthens model robustness and helps maintain resilience as attack techniques evolve.



Which of the following provides the GREATEST assurance that an AI model will not disclose if a specific individual’s information was used to train the model?

  1. Differential privacy
  2. Data augmentation
  3. Federated learning
  4. Transfer learning

Answer(s): A

Explanation:

Differential privacy adds carefully controlled statistical noise so that the presence or absence of any single individual’s data has minimal effect on the model’s outputs. This provides strong protection against attempts to infer whether a specific person’s information was included in the training dataset.



Which of the following is the MOST important reason to implement human-in-the-loop for AI tools that work with large, complex datasets?

  1. To contextualize data patterns identified by AI algorithms
  2. To mitigate ethical risk resulting from biased or inaccurate outputs
  3. To identify the potential for data leakage and intellectual property loss
  4. To ensure processing speed and performance targets are achieved

Answer(s): B

Explanation:

Human-in-the-loop oversight provides a critical control for reviewing AI-generated outputs before they drive consequential decisions. This helps detect and correct biased, inaccurate, or inappropriate results, thereby reducing ethical and governance risk when AI operates on large and complex datasets.



A retail business has partnered with a technology service provider to outsource AI-based customer behavioral analysis.
Which of the following is MOST important for an IS auditor to review?

  1. The service provider has sufficient expertise to assess risk exposures caused by AI technology.
  2. The location of servers used to train the model was limited to the countries where the organization conducts business.
  3. The business is able to transfer accountability to the service provider if a breach arises from the use of AI.
  4. Customer transaction data is transferred to the Al service provider based on need-to-know principles.

Answer(s): D

Explanation:

Applying need-to-know principles limits the customer transaction data shared with the AI service provider to only what is necessary for the outsourced analysis. This reduces privacy, confidentiality, and third-party exposure while supporting data minimization and appropriate access control.



Which of the following is the MOST important reason for organizations to consider social risk associated with the output generated by AI models during the design phase of an AI system?

  1. AI models can generate output that can strongly influence human behavior.
  2. AI models can consume a lot of energy that may undermine sustainable growth.
  3. Users may become overly reliant on the output of AI applications.
  4. It may be difficult to identify an audience with suitable use cases for the AI system.

Answer(s): A

Explanation:

AI-generated outputs can materially influence human decisions, perceptions, and behavior at scale. Considering this social impact during system design helps the organization identify and mitigate risks such as harmful persuasion, misinformation, manipulation, or other unintended societal consequences before deployment.



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