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Which of the following MOST enhances the internal stakeholder decision-making process for the remediation of risks identified from an organization's cloud compliance program?

  1. Establishing ownership and accountability
  2. Reporting emerging threats to senior stakeholders
  3. Monitoring key risk indicators (KRIs) for multi-cloud environments
  4. Automating risk monitoring and reporting processes

Answer(s): A

Explanation:

The most effective way to enhance the internal stakeholder decision-making process for the remediation of risks identified from an organization's cloud compliance program is to establish ownership and accountability for each risk and its corresponding control. Ownership and accountability mean that the stakeholders who are responsible for managing, implementing, monitoring, and reporting on the cloud compliance program have clearly defined roles, responsibilities, expectations, and authorities. Ownership and accountability also mean that the stakeholders who are affected by or involved in the cloud compliance program have sufficient awareness, communication, collaboration, and feedback mechanisms. Establishing ownership and accountability helps to ensure that the risks and controls are properly identified, assessed, prioritized, treated, and reviewed in a timely and consistent manner. It also helps to foster a culture of trust, transparency, and accountability among the internal stakeholders and to align their goals and interests with the organization's cloud compliance objectives.1 [2][2] Reference:
CCAK Study Guide, Chapter 3: Cloud Compliance Program, page 521; Cloud Compliance:
A Framework for Using Cloud Services While Maintaining Data Protection Compliance[



Visibility to which of the following would give an auditor the BEST view of design and implementation decisions when an organization uses programmatic automation for Infrastructure as a Service (laaS) deployments?

  1. Source code within build scripts
  2. Output from threat modeling exercises
  3. Service level agreements (SLAs)
  4. Results from automated testing

Answer(s): A

Explanation:

Visibility to the source code within build scripts would give an auditor the best view of design and implementation decisions when an organization uses programmatic automation for Infrastructure as a Service (IaaS) deployments. IaaS is a cloud service model that provides virtualized computing resources, such as servers, storage, network, and operating systems, over the internet. Programmatic automation is the process of using code or scripts to automate the provisioning, configuration, management, and monitoring of the cloud infrastructure. Build scripts are files that contain commands or instructions to create or modify the cloud infrastructure according to the desired specifications.12
An auditor can use the source code within build scripts to gain insight into how the organization designs and implements its cloud infrastructure. The source code can reveal the following information3:
The type, size, and number of cloud resources that are provisioned and deployed The configuration settings and parameters that are applied to the cloud resources The security controls and policies that are enforced on the cloud resources The dependencies and relationships between the cloud resources The testing and validation methods that are used to verify the functionality and performance of the cloud resources
The logging and auditing mechanisms that are used to track and record the changes and activities on the cloud resources
By reviewing the source code within build scripts, an auditor can evaluate whether the organization follows the best practices and standards for cloud infrastructure design and implementation, such as scalability, reliability, security, compliance, and efficiency. An auditor can also identify any gaps or risks in the organization's cloud infrastructure and provide recommendations for improvement. Reference:
What is Infrastructure as Code? | Cloud Computing - AWS1; What is Programmatic Automation? - Definition from Techopedia2; How to audit your IaC for better DevSecOps - TechBeacon3



The MAIN limitation of relying on traditional cloud compliance assurance approaches such as SOC2 attestations is that:

  1. they can only be performed by skilled cloud audit service providers.
  2. they are subject to change when the regulatory climate changes.
  3. they provide a point-in-time snapshot of an organization's compliance posture.
  4. they place responsibility for demonstrating compliance on the vendor organization.

Answer(s): C

Explanation:

Traditional cloud compliance assurance approaches such as SOC2 attestations have the main limitation of providing a point-in-time snapshot of an organization's compliance posture. This means that they only reflect the state of the organization's security and compliance controls at a specific date or period, which may not be representative of the current or future state. Cloud environments are dynamic and constantly changing, and so are the threats and risks that affect them. Therefore, relying on traditional cloud compliance assurance approaches may not provide sufficient or timely assurance that the organization's cloud services and data are adequately protected and compliant with the relevant requirements and standards.12
To overcome this limitation, some organizations adopt continuous cloud compliance assurance approaches, such as continuous monitoring, auditing, and reporting. These approaches enable the organization to collect, analyze, and report on the security and compliance status of its cloud environment in near real-time, using automated tools and processes. Continuous cloud compliance assurance approaches can help the organization to identify and respond to any changes, issues, or incidents that may affect its cloud security and compliance posture, and to maintain a high level of trust and transparency with its stakeholders, customers, and regulators.


Reference:

What is SOC 2? Complete Guide to SOC 2 Reports | CSA1; Guidance on cloud security assessment and authorization - ITSP.50.105 - Canadian Centre for Cyber Security2; Continuous Compliance: The Future of Cloud Security | CloudCheckr3; Continuous Compliance: How to Automate Cloud Security Compliance4



An organization that is utilizing a community cloud is contracting an auditor to conduct a review on behalf of the group of organizations within the cloud community. Of the following, to whom should the auditor report the findings?

  1. Management of the organization being audited
  2. Shareholders and interested parties
  3. Cloud service provider
  4. Public

Answer(s): A

Explanation:

According to the ISACA Cloud Auditing Knowledge Certificate Study Guide, the auditor should report the findings to the management of the organization being audited, as they are the primary stakeholders and decision makers for the audit. The management is responsible for ensuring that the cloud service provider meets the contractual obligations and service level agreements, as well as the security and compliance requirements of the community cloud. The auditor should also communicate with the cloud service provider and other relevant parties, such as regulators or customers, as appropriate, but the final report should be addressed to the management of the organization being audited.


Reference:

ISACA Cloud Auditing Knowledge Certificate Study Guide, page 17



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ccak commented on June 08, 2023
ccak is hard
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