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Certified Information Systems Auditor Questions 536–540 (page: 109)

Updated On: 10-Feb-2026

Which of the following is MOST important when duties in a small organization cannot be appropriately segregated?

  1. Variance reporting
  2. Exception reporting
  3. Audit trail
  4. Independent reviews

Answer(s): D



Which of the following is the MOST important aspect of an information security policy approved by the board of directors?

  1. The policy must provide guidance for information classification.
  2. The policy must be modified periodically for relevance.
  3. The policy must be communicated to all stakeholders.
  4. The policy must address the privacy of stakeholder information.

Answer(s): C



Which of the following is a corrective control?

  1. Verifying duplicate calculations in data processing
  2. Separating equipment development, testing, and production
  3. Executing emergency response plans
  4. Reviewing user access rights for segregation of duties

Answer(s): C



Which of the following is the MOST reliable way for an IS auditor to evaluate the operational effectiveness of an organization's data loss prevention (DLP) controls?

  1. Conduct interviews to identify possible data protection vulnerabilities.
  2. Verify that confidential files cannot be transmitted to a personal USB device.
  3. Verify that current DLP software is installed on all computer systems.
  4. Review data classification levels based on industry best practice

Answer(s): B



Which of the following would lead an IS auditor to conclude that the evidence collected during a digital forensic investigation would not be admissible in court?

  1. The logs failed to identify the person handling the evidence.
  2. The person who collected the evidence is not qualified to represent the case.
  3. The evidence was not fully backed up using a cloud-based solution prior to the trial.
  4. The evidence was collected by the internal forensics team.

Answer(s): A



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