Free ISO-IEC-27001-Lead-Auditor Exam Braindumps
ISO/IEC 27001 Lead Auditor Questions 86–90 (page: 19)

Updated On: 7-Sep-2026

The purpose of a management system is to?

  1. Dictate the performance of an organization.
  2. Improve the performance of an organization.
  3. Manage the performance of an organization.
  4. Monitor the performance of an organization.

Answer(s): C

Explanation:

A management system is designed to manage the performance of an organization by providing a structured approach to planning, implementing, monitoring, and improving processes that help achieve the organization's objectives. It ensures that the organization consistently meets its goals and complies with relevant standards or regulations.



Which two of the following actions are the individual(s) managing the audit programme responsible for? (Choose two.)

  1. Communicating with the auditee during the audit
  2. Defining the objectives, scope and criteria for an individual audit
  3. Defining the plan of an individual audit
  4. Determining the legal requirements applicable to each audit
  5. Determining the resources necessary for the audit programme
  6. Keeping informed the accreditation body on the progress of the audit programme

Answer(s): B,E

Explanation:

Defining the objectives, scope and criteria for an individual audit The individuals managing the audit programme are responsible for establishing the goals, scope, and criteria for each audit to ensure it aligns with the organization's needs and standards.
Determining the resources necessary for the audit programme They must ensure that appropriate resources (such as auditors, tools, and time) are allocated for the audit programme, ensuring the audits are conducted effectively and efficiently.



DRAG DROP (Drag and Drop is not supported)
The audit lifecycle describes the ISO 19011 process for conducting an individual audit. Drag and drop the steps of the audit lifecycle into the correct sequence.
Note: To complete the sentence with the best words that describe the nonconformity, click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, drag and drop the option to the appropriate blank section.
Select and Place:

  1. See Explanation section for answer.

Answer(s): A

Explanation:





1. Audit initiation This is the first step where the audit process begins. It involves defining the objectives, scope, and criteria of the audit. The audit team is assigned, and the initial communication with the auditee is made. At this stage, the overall audit plan is outlined.
2. Audit preparation In this step, detailed planning for the audit takes place. This involves gathering relevant documents, reviewing the scope, resources, and logistical arrangements. The auditor prepares for the actual auditing activities by ensuring all necessary documentation and schedules are in place.
3. Conducting the audit This step involves the actual audit activities, where auditors collect evidence through interviews, document reviews, and observations. The audit team assesses the auditee's processes, systems, and controls against the audit criteria and objectives defined in earlier stages.
4. Preparing and distributing the audit report Once the audit is conducted, the findings are compiled into a report. The audit report should include the results, any identified nonconformities, and areas of improvement. This report is then distributed to the relevant stakeholders, including the auditee and sometimes the certification body.
5. Audit completion After the report is delivered, this step involves formally concluding the audit. The audit team holds a closing meeting with the auditee, discusses the findings, and provides feedback. Any additional information needed is clarified, and the audit process is formally closed.
6. Audit follow-up The final step involves following up on any corrective actions or improvements the auditee needs to implement based on the audit findings. This ensures that nonconformities or suggestions for improvement are addressed. Follow-up audits or reviews may be scheduled to verify that corrective actions have been effectively implemented.



Which one of the following outcomes of an audit does not require the auditee to respond?

  1. A conformity
  2. A diverging opinion concerning the audit evidence
  3. A non-conformity
  4. An opportunity for improvement

Answer(s): A

Explanation:

Conformity means that the organization or auditee has met the audit criteria and is in compliance with the relevant standards. No response is needed from the auditee because the audit found no issues or deviations from the expected standards.



Which one of the following options describes the main purpose of a Stage 1 audit?

  1. To check for legal compliance by the organization
  2. To compile the audit plan
  3. To determine readiness for Stage 2
  4. To get to know the organization

Answer(s): C

Explanation:

The main purpose of a Stage 1 audit is to assess the organization's preparedness for the Stage 2 audit, which focuses on verifying the effectiveness of the management system. In Stage 1, the auditor evaluates the organization's documentation, identifies potential issues, and checks whether the organization is ready for the more in-depth Stage 2 audit. This phase typically includes reviewing policies, procedures, and the scope of the management system.



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