Free CTFA Exam Braindumps (page: 2)

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Accumulating assets to enjoy in retirement is only part of the:

  1. Long-term financial planning process
  2. Short-term financial planning process
  3. Life time financial planning process
  4. Permanent financial planning process

Answer(s): A



This is a type of employee benefit plan wherein the employer allocates a certain amount of money and then the employee spends that money for benefits selected from a menu covering everything from child care to health and life insurance to retirement benefits.

  1. Flexible benefit plan
  2. Cafeteria plan
  3. Short-term financial plan
  4. Both of the above are one and the same

Answer(s): D



Most financial planners fall into one of two categories based on how they are paid. Commission based planners earn commissions on the financial products they sell, whereas charge fees based on the complexity of the plan they prepare.

  1. Free only planners
  2. Commission based planners
  3. Professional planners
  4. Security planners

Answer(s): A



When determining the interaction between the UK and EU on the regulation of the financial services industry, the UK government must always

  1. seek approval from the European Commission before implementing any new regulations.
  2. implement new EU Directives by passing acts of Parliament.
  3. accommodate all EU Decisions in UK legislation.
  4. provide copies of new regulation to the European Commission within a reasonable period of time for their approval.

Answer(s): B



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Post your Comments and Discuss ABA CTFA exam with other Community members:

JUAN commented on June 28, 2023
aba questions to practice
UNITED STATES
upvote

JUAN commented on June 28, 2023
aba questions to practice
UNITED STATES
upvote

Alo commented on November 12, 2018
we shall see, just downloaded. Will report back
Anonymous
upvote