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Free 3I0-012 Exam Braindumps
3I0-012 ACI Dealing Certificate Questions 371–375 (page: 76)

Updated On: 9-Feb-2026
Page 76 of 149
PDF with 740 Questions

Which of the following statements about “standard settlement instructions” (SSI) is correct?

  1. The Head of Operations has the sole responsibility of ensuring the correctness and validity of the SSI set up.
  2. SSIs should be stored and maintained in the bank’s general static data system.
  3. Each institution should have a separate SSI team to prevent I minimise the potential risk of fraud.
  4. SSI staff should be fully integrated within Operations to insure consistent and reliable settlement guidelines.

Answer(s): C



Which of the following is a Model Code good practice regarding the passing of names?

  1. Bank dealers should, wherever possible, give brokers prior indication of counterparties with whom they would be unwilling to do business.
  2. Brokers may divulge the names of principals prematurely to induce a counterparty to transact.
  3. Dealers should never give brokers guidance on the extent of their price differentiation across broad categories of counterparties.
  4. When a principal’s name proves unacceptable to another principal, the broker is bound to divulge who refused it.

Answer(s): A



Three of the following non-EU countries have unilaterally adopted the Euro. Which one has not?

  1. Kosovo
  2. Andorra
  3. Albania
  4. Montenegro

Answer(s): C



Which of the following is not an officially published settlement or reference rate?

  1. LIBID
  2. LIBOR
  3. EURIBOR
  4. EURO LIBOR

Answer(s): A



When a broker needs to switch a name this should be done:

  1. only after consultation with the local regulator
  2. only if the switching transaction is done at the current market rate
  3. only provided that such transactions are identified as switching transactions
  4. only after approval by the broker’s senior management

Answer(s): C



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