CompTIA
Checkpoint
ISC
HP
Dell
EC-Council
EXIN
Fortinet
ITIL®
Juniper
PMI
Microsoft
VMware
Avaya
Google
Salesforce
Amazon
Palo Alto Networks
Certiport
ISC2
All Vendors
  2. Home
  3. Exams
  4. ACI
  5. 3I0-012

Free 3I0-012 Exam Braindumps (page: 70)

Page 69 of 186
PDF with 740 Questions

By what means should a financial institution preferably submit SSI changes and notifications to its clients?

  1. e-mail
  2. fax or letter
  3. MTn99 SWIFT message
  4. MT670/671 SWIFT message

Answer(s): D



The Model Code’s correct recommendation regarding electronic trading states:

  1. Time stamps on e-trading platforms need to be internally and globally synchronised to ensure appropriate tracking of trades
  2. All records should be archived and appropriate audit trails must be maintained as required by the local Central Bank
  3. Regular tests for loss of access to external liquidity platforms but not loss of service to clients should be undertaken
  4. Testing of the system’s capability to cope with extreme volumes should be carried out annually

Answer(s): A



When can a broker consider a deal to be done?

  1. if he is confident that the dealer will not back out of the deal
  2. if both parties to the deal have established credit lines for each other
  3. if one party to the deal acknowledges interest
  4. if he receives acknowledgement from both the dealers involved

Answer(s): D



A dealer in the spot foreign exchange market has to assume that a price given to a voice broker is only valid:

  1. for a short length of time, usually 30 seconds
  2. until the price has been taken “off” by the dealer
  3. for a short length of time, typically a matter of seconds
  4. for a minute or two

Answer(s): C






Post your Comments and Discuss ACI 3I0-012 exam with other Community members:

3I0-012 Exam Discussions & Posts