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ACI 3I0-013 Exam
ACI Operations Certificate (Page 11 )

Updated On: 9-Feb-2026
Page 11 of 79
PDF with 386 Questions

You spot a rate discrepancy between you and your counterparty on a AUD/USD deal. The deal was traded direct. You refer the discrepancy to the dealer and he tells you to change the rate. What should you do?

  1. Amend the rate yourself
  2. Ask the settlements clerk to amend the rate for you
  3. Ask the dealer to manually amend the rate on the ticket and then pass it to the settlements clerk to amend
  4. Make no amendment

Answer(s): C



You have been given collateral. In which case would you be least concerned about insisting on a “haircut”?

  1. Non-cash emerging markets collateral
  2. Cash collateral in JPY, your base currency is GBP
  3. Cash collateral in USD, your base currency is USD
  4. Non-cash high yield collateral

Answer(s): C



You have just opened a position in EUR/USD that you run overnight. What risk is present?

  1. Settlement, counterparty and equity risk
  2. Only counterparty risk
  3. Only currency and interest rate risks
  4. Settlement, counterparty and market risk

Answer(s): D



A EUR based bank has a USD-convertible bond. What market risks are present?

  1. Interest rate and currency risks
  2. Interest rate, stock price and currency risks
  3. Stock price and currency risks
  4. Stock price risk

Answer(s): B



For which of the following transactions are proper and completed bilateral master agreements considered essential prior to any dealing?

  1. SpotFX
  2. Repo
  3. Forward FX
  4. FRAs

Answer(s): B






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