Which of the following can be found in Standard III?
Answer(s): D
Standard III states: "Members shall comply with any prohibitions on activities imposed by their employer if a conflict of interest exists."
Which of the following can be found in Standard II?
Answer(s): B
Standard II states that holders of the CFA designation may use it, but only in a dignified and judicious manner.The use of the designation may be accompanied by an accurate explanation of the requirements that have been met to obtain the designation.
Which of the following is/are forms of plagiarism as defined by AIMR code of conduct?
Standard II (C) - Prohibition against Plagiarism - considers a use of factual information published by recognized financial and statistical services without attribution acceptable. All of the others are forms of plagiarism and violations of Standard II (C).
Which of the following AIMR standards pertains to the responsibilities of supervisors?
Responsibilities of Supervisors falls under Standard III (E).
Firms with records or performance calculations for periods prior to the applicable effective date(s) that are not in conformance with the AIMR Performance Presentation Standards can still claim compliance with the standards if certain conditions are met. Which of the following is an option available to such a firm?
Firms with records or performance calculations for periods prior to the applicable effective date(s) that are not in conformance with the Standards can choose any of the options listed.
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