CFA Sustainable-Investing Exam Actual Questions
Sustainable Investing Certificate(CFA-SIC) (Page 84 )

• Answer: D) Shadow IT

• Why: Shadow IT is when employees use unsanctioned tools or bypass IT controls (like the VPN) to access services, often without IT oversight. It’s an internal behavior, not an external attacker’s activity.

• Not these:

• Quick note: This creates risk due to lack of visibility and control. Mitigations include a defined approved-tools list, enforcing VPN usage, device management, and continuous monitoring.

• You want: a row for each year and each product (year+product), plus a summary row for each year that totals all products (year only).
• GROUP BY ROLLUP(YEAR(SO.ModifiedDate), P.Name) yields:

• GROUP BY CUBE(YEAR(SO.ModifiedDate), P.Name) produces all combinations of the grouping columns, including:

• This adds extra rows (per-year totals by product across all years and a grand total) that aren’t needed for your stated goal.

• If you want exactly the (Year, Product) and (Year) rows, you can use GROUPING SETS ((Year, Product), (Year)) which is equivalent to Rollup in this two-column case but makes intent explicit.

• SELECT YEAR(SO.ModifiedDate) AS OrderYear, P.Name AS ProductName, SUM(SO.OrderQty) AS TotalQty

• Answer: D. Select an IdP

• Why: To reduce the number of credentials across multiple SaaS apps, implement a single sign-on approach via an Identity Provider. The first step is choosing the IdP; once selected, you can enable SAML (A) or OAuth as supported by apps. Password vaulting (C) is not a true SSO solution, and B is not the foundational step.

• The mapping and resolution of endpoint identities (EIDs) to their location (RLOCs) in an SD-Access fabric is handled by the control plane using the LISP protocol.
• Why not the others:

• What it says: you can add a cost when you adjust inventory, and that cost is posted automatically to a specific GL account.
• Reality: yes, you can adjust both quantity and value via an inventory adjustment journal. The cost on the journal line affects the inventory value.

• The general ledger postings are not arbitrary. the actual accounts used are determined by your item posting group and the system’s posting definitions. In practice, the adjustment debits/credits the appropriate inventory-related accounts (e.g., Inventory asset and a related offset such as an adjustment or COGS account) based on configuration.
• So, the cost change does not go to a single “manual” GL account you pick per line unless your posting setup maps to that account.

• The concept is true (you can adjust cost and have GL impact), but the claim that it posts to a single, specific GL account is oversimplified—the accounts come from your posting configuration.

• What D means: In Security Command Center (SCC), a posture combines both preventative controls (predefined and custom organization policies) and detective controls (predefined and custom Security Health Analytics [SHA] modules). Scope this posture to the business unit folder to enforce those controls across the Vertex AI environment.

• Why this is correct: You need both preventative guardrails (policies) and detective guardrails (SHA findings) to meet internal security requirements. A posture provides a unified, scalable way to apply and monitor these controls to a specific organizational unit.

• Why the other options are weaker:

• If you want, I can break down the exact components of a SCC posture and how to apply it to a Vertex AI project.

• The options:

• Le rôle n’a pas de clés propres. Des identifiants temporaires (via STS) sont émis lorsque quelqu’un ou quelque chose « assume » le rôle.
• La trust policy déclare qui peut assumer le rôle (par ex. une instance EC2, un utilisateur IAM, ou un service comme Lambda).
• Une fois attaché à une ressource (par exemple comme un instance profile sur une EC2), l’application peut appeler les services AWS avec les permissions du rôle.

• Respect du principe du moindre privilège: on accorde uniquement ce qui est nécessaire.
• Pas de stockages de clés sur les instances; les credentials se renouvellent automatiquement.

• Rôles pour EC2, rôles pour Lambda, accès cross-compte, etc.

• Answer: A. Use Amazon SageMaker Serverless Inference to deploy the model.

• Why: SageMaker Serverless Inference hosts the model and serves real-time predictions without you provisioning or managing servers. It scales automatically and handles deployment details.

• Why the others aren’t suitable:

• Quick example flow: web app ? SageMaker Serverless Inference endpoint ? model ? response.

• Control plane: Managed by Databricks and contains the Databricks web application, workspace services, cluster management, and job orchestration.
• Data plane: Runs in your cloud account and contains compute resources such as:

• Worker node: Data plane compute.
• Driver node: Data plane compute.
• JDBC data source: Usually an external data system.
• Databricks Filesystem (DBFS): Provides storage access and is backed by cloud object storage rather than being entirely part of the control plane.

• Progress iteratively with feedback focuses on making improvements in manageable steps and learning from feedback.
• Optimize and automate focuses on maximizing value from resources and automating suitable activities.
• Start where you are focuses on assessing the current situation and reusing what already exists.

• AWS IoT Greengrass supports local ML inference using models trained in Amazon SageMaker.
• The model and inference code run on the factory’s local server, so processing continues even when internet connectivity is unavailable.
• A Greengrass component can:

• This provides low latency and avoids sending images to AWS for every inference.

• A: Uses AWS-hosted services and therefore depends on internet connectivity. It would fail during an outage.
• C: Snowball Edge is unnecessary for this use case and adds deployment complexity. A local Greengrass server is the intended edge-inference solution.
• D: Amazon Monitron is designed for monitoring industrial equipment health, not analyzing camera images with a custom SageMaker model.

• A private IP address on the virtual network
• An associated public IP address

• The Scrum Guide specifies four required events: Sprint Planning, Daily Scrum, Sprint Review, and Sprint Retrospective. These events enable transparency, inspection, and adaptation.
• The other items listed are not mandatory under Scrum:

• Each statement is evaluated as True (Yes) or False (No) independently.
• Key Azure facts to recall:

• Why: The data is unlabeled, so you can’t train a model with known input-output pairs. Unsupervised learning discovers structure in the data by grouping similar customers into clusters or tiers without labels.
• What it does: Clustering and segmentation (e.g., k-means, hierarchical clustering, DBSCAN, Gaussian mixtures) to form meaningful groups.
• Why the other options aren’t as suitable:

• Answer: False. Agents and managers CAN create knowledge articles from Community questions.

• Why: In ServiceNow, a Community question can be converted into a Knowledge article using the Create Knowledge (or Convert to Knowledge) action. This allows what customers asked to become a reusable article for others.

• How it works (high level):

• Permissions: This ability depends on having the right roles/permissions (e.g., agents or knowledge managers). If you don’t see the option, check your role assignments or the knowledge-management configuration.

• Quick take: If a question in Community is valuable for others, a trained agent can turn it into a Knowledge article, making it available for self-service.

• VPC: A logically isolated virtual network in a cloud environment; it describes networking, not shared application access.
• NFV: Replaces dedicated network appliances with virtualized network functions.
• SaaS: A cloud service model in which users consume an application without managing its infrastructure. It could describe how the application is delivered, but the question emphasizes serving multiple user groups, which points to multitenancy.

• Automation handles repetitive tasks, and orchestration coordinates responses across tools (SIEM, SOAR, EDR, etc.).
• This allows the security team to process more events with the same number of people, improving throughput and response times.
• Analysts can focus on more complex tasks like investigation and threat hunting instead of manual triage.

• It increases complexity: automation can reduce complexity when well-implemented; complexity is not the main intended benefit.
• It removes technical debt: automation/OR focuses on current incident response efficiency, not primarily on architectural debt.
• It adds additional guard rails: governance is important but not the core value of automation/orchestration within a SIEM.

• Custom domains
• 10 GB storage per web app
• Each app runs on dedicated compute
• Load balancing between instances is included
• Costs minimized

• Answer: A (Standard)

• Why:

• Note: In App Service, multiple apps in the same plan share compute resources. If you truly need isolation per app, you’d typically use separate App Service Plans, which increases cost beyond a single Standard plan.

Why B works

• AWS KMS keys are Regional resources. A normal customer managed key in Region A cannot be used directly in Region B.
• A customer managed multi-Region KMS key (MRK) has related key replicas in both Regions. The replicas share key material and key ID, although each has a Regional ARN.
• With client-side encryption, the application encrypts the data before storing it in S3. Cross-Region replication then copies already-encrypted objects, so S3 does not need to decrypt and re-encrypt them with a different Regional key.

Why the other choices are weaker

• A and C: SSE-S3 uses Amazon-managed S3 keys, not the required customer managed KMS key.
• D: SSE-KMS can work only if the solution creates and configures the appropriate KMS key or multi-Region key replica in each Region. As written, it says to create a customer managed KMS key in each Region, which implies separate keys—not the same KMS key. Replication also requires additional KMS permissions and destination encryption configuration.

• The answer: Question 51: C — Request trigger.

• To invoke a Logic App from an external service (here, the Azure Application Insights availability test) you need a trigger that starts on an incoming HTTP request. In Logic Apps, this is the trigger that exposes an HTTP endpoint — typically shown as "When a HTTP request is received" and referred to as the Request trigger.
• The other options aren’t appropriate:

• Create a Logic App with the Request trigger to generate a URL.
• Configure Application Insights to post the degraded-availability payload to that URL.
• Add actions (e.g., send email, follow-up) in the Logic App to notify the customer services team.

• The question asks why some tasks appear locked in the HR Guided Setup Module’s Task view.
• The options are:

• C) They require other tasks to be completed first. In guided setup flows, tasks are usually gated by prerequisites to ensure proper sequencing and data/configuration dependencies. You typically unlock a task only after the necessary preceding tasks are finished.

• A) Elevated roles can restrict access in some contexts, but guided setup tasks are commonly gated by prerequisites rather than solely by role.
• B) Deprecation isn’t the general pattern for “locked” tasks in the guided setup.
• D) A plugin activation could unlock certain features, but the common gating mechanism is task dependencies, not plugin state.

• The page shows the answer as D, but based on how HR Guided Setup usually works, the more accurate reason is typically C (prerequisites). If you’re studying, treat C as the conceptual answer and be aware the listed key may be incorrect. If you want, I can walk through each option in more detail.

• Source: on-premises SQL Server Database1
• Destination: Fabric Warehouse Warehouse1
• Connectivity: on-premises data gateway

• Dataflow Gen1: Primarily for Power Query transformations and isn’t the best Fabric-native choice for this copy operation.
• KQL queryset: Queries data; it does not orchestrate copying from SQL Server.
• Notebook: Could perform custom code-based movement, but it is unnecessary and less direct than a pipeline.

• Multiple AWS accounts: Create a separate account for each department or workload. This provides clear isolation and makes it easier to track each department’s usage and costs for chargeback.
• Consolidated billing: AWS Organizations can combine billing for multiple accounts into one central payer account. The company can still view costs by account while managing payment centrally.

• Placement groups: Control how EC2 instances are physically placed for networking or performance; they do not provide departmental billing separation.
• Edge locations: Infrastructure used by services such as Amazon CloudFront; unrelated to chargeback.
• AWS Config: Records and evaluates resource configurations and compliance; it is not a billing-separation mechanism.

• Self-signed certificate: Causes a certificate warning, not incorrect IP resolution.
• Nameserver record: A DNS record problem would typically affect multiple users, not just one.
• IP helper: Relays DHCP or other broadcast traffic between networks; it does not control website name resolution.

• Security Development Operations (SDO): a security-focused take on DevOps, integrating security into the development pipeline.
• Service Data Object (SDO): a data representation used in some middleware or enterprise apps.
• Software-Defined Overlay (SDO): a networking overlay concept.
• Secure Data Object: a generic data-security term.

• Event | search "error"
• Event | where EventType == "error"
• search in (Event) "error"

• Why: A multi-modal embedding model maps both text and images into a shared vector space, enabling cross-modal similarity and retrieval (e.g., find images matching a text query or text matching an image).

• What it does: Enables efficient similarity search using a vector database or nearest-neighbor indexing.

• Why the other options aren’t suitable:

• Quick implementation note: you’d typically pair the embeddings with a vector store (e.g., ANN index) and possibly fine-tune on domain data for better alignment across modalities.

• What the HOTSPOT is testing

• The actual action you need on HyperV1

• Typical commands you’d use (depending on OS version)

• Why this matters for Q6

• Quick validation steps

• CDP (a Layer 2 discovery protocol) advertisements still flow on the segment, and basic neighbor information can be exchanged.
• The IP Address TLV in CDP is only present when the sending interface has an IP address. If the adjacent device’s interface is unaddressed, CDP will not advertise an IP address for that neighbor.
• As a result, CDP operates normally, but you cannot obtain that neighbor’s IP address via CDP. Other data (Device ID, Port ID, Capabilities) may still be available.

• Alice is co-resident on the same physical host and exploits shared hardware (the processor cache) to infer secrets. This is the classic definition of a side-channel attack—information leakage through implementation details (like timing or cache behavior) rather than by breaking a protocol or injecting code.

• Observing cache timing or access patterns to deduce cryptographic keys or plaintext data from the victim VM.

• Man-in-the-cloud attack: targets cloud trust/auth, not local hardware sharing.
• SQL injection: exploits input to run SQL commands, not a VM/caching vector.
• Service hijacking: takes control of a service, not about covert data leakage via shared hardware.

• Notice phrases like “shared hardware resources,” “co-resident,” or “cache”—these indicate a side-channel vector.

• In the AWS shared responsibility model, AWS manages the security of the “infrastructure,” including the physical hardware and underlying virtualization.
• The customer is responsible for everything else in the cloud stack: the guest OS on EC2, the NoSQL database software running on it, data, patching the OS, and configuring access controls like security groups.
• So, for a self-managed NoSQL database on EC2, AWS would handle the physical hardware, while you would patch the guest OS and manage DB availability, backups, and security.

• What the goal is: You want to add guest (external) users to your Azure AD tenant contoso.com, one entry per external user in a CSV.

• The proposed solution uses New-AzureADUser for each external user. Why this isn’t correct: New-AzureADUser creates a regular (internal) user in your directory. It does not create a guest/B2B user invite. So you’d end up with 500 ordinary accounts, not guest accounts with external access.

• The correct approach: Use New-AzureADMSInvitation for each external user. This invites the external user to your directory and creates a guest user (a B2B collaboration user) in your tenant. The invited user then accepts the invitation and gains access as a guest.

• Azure AD vs directory/tenant: Azure AD is the cloud identity service. A directory (also called a tenant) is your specific instance of that service (contoso.com in your scenario). The terms are often used interchangeably in exams.
• Guest user vs internal user: A guest user is external to your organization; an internal user is created directly in your directory as a normal employee/user account.
• B2B invitation: The process of inviting external users so they can collaborate in your resources; New-AzureADMSInvitation is designed for this.

• Requirements map to this: send to syslog server at 10.10.10.1, use a reliable protocol (TCP), and avoid well-known ports (0–1023). Port 1024 is the first non–well-known port, so it satisfies the non–well-known requirement.
• Why the others are wrong:

• TCP provides reliability for syslog delivery, unlike UDP.
• Port numbers in the 0–1023 range are well-known ports; using 1024+ avoids the well-known range.

• The page you shared does not list domain names for individual questions, so I can’t confirm the exact domain from the question text alone.
• My best guess: this question relates to change management and configuration control, which typically maps to Governance, Risk, and Compliance (GRC) in Security+ mappings. It also touches on Operations concepts, but the governance aspect fits best.

• Storage accounts: storage1, storage2, and storage3
• Log Analytics workspace: Analytics3

• Azure Backup reports can send the AzureBackupReports diagnostic log to eligible storage accounts. The storage account’s subscription and region do not have to match the Recovery Services vault, so all three listed storage accounts are valid.
• The Log Analytics workspace must be in the same region as the Recovery Services vault for this configuration. Vault1 and Analytics3 are both in West Europe, making Analytics3 the valid workspace.

• Global Unicast: These are the IPv6 addresses that are globally routable on the Internet. They’re allocated by Regional Internet Registries (RIRs) and can be reached from anywhere with proper routing (similar to IPv4 public addresses). Example ranges include 2000::/3.

• Link-local: fe80::/10. Used only on the local link; not routable beyond the directly connected network.

• Unique Local Addresses (ULA): fc00::/7. Private addresses for internal use within an organization; not publicly routable on the Internet (like IPv4 private addresses).

• Multicast: ff00::/8. One-to-many addresses used for group communication, not unicast routing.

• Multi-pass wipe: Overwrites the drive’s existing data multiple times, making recovery much more difficult while preserving the drive’s functionality.
• Single-pass wipe: May be sufficient in some modern sanitization standards, but is presented here as less secure than multiple overwrites.
• Degaussing: Uses a strong magnetic field to disrupt data. It can render the drive unusable or unreliable, reducing its resale value.
• Pinning: Is not an appropriate data-sanitization method.

• Topic: Conditional Access (CA) policy and MFA for Azure management.
• Policy name: Policy1, created with the template “Require multifactor authentication for Azure management.”
• What the template does: It enforces MFA when signing in to manage Azure resources (Azure management) for the users included in the policy.
• Who is included: The question lists Admin1, Admin2, Admin3, and Admin4 as the admins in the tenant. The template’s default scope for this scenario is to apply to those admin accounts (i.e., all four admins unless you explicitly limit the scope).

• CA policy for “Azure management” targets admin sign-ins.
• If the policy includes Admin1–Admin4, all of them must use MFA on their next sign-in (choice D).

• The two correct options are:

• The two incorrect options:

• Domeny tworza restrykcjony razem z typem. Wykorzystujesz je w kolumnach, aby miec spójna walidacje danych w wielu miejscach.
• To nie jest pelny niestandardowy typ z wlasnym input/output funkcjonowaniem. Aby stworzyc typ z wlasnym I/O i operacjami, uzylbys CREATE TYPE (lub rozszerzen w C). Domeny to uproszczona forma ograniczen na istniejacy typ.

• CREATE DOMAIN positive_int AS integer NOT NULL CHECK (VALUE > 0);
• CREATE TABLE orders (id serial, qty positive_int);

• latwo wymuszaja wspólne reguly dla wielu kolumn/naglówków,
• zmiana regul w jednym miejscu (domena) automatycznie wplywa na wszystkie kolumny ja uzywajace.

• Correct answer: A) Hashing

• Why: Hashing produces a fixed-size digest of the software. If the final build is altered in any way, the hash will change, enabling you to detect tampering by comparing the stored digest with a freshly computed one.

• Why not the others:

• runParallel is defined as async, so it returns a Promise.
• To use the result, you attach a then handler (or use await inside another async function).

• A: “Async runParallel() .then(data);” is invalid. “async” is a keyword for function declarations, not something you put in front of a call, and you’d need a function as the then-argument.
• B: “runParallel().done(function(data){return data;});” .done is not standard in native Promises (it exists in some libraries). Without a compatible library, this won’t work.
• C: “runParallel().then(data);” is invalid because then expects a function as its argument; data is not a function.
• D: “runParallel().then(function(data){ return data; });” is valid (or equivalently, runParallel().then(data => data);).

• The robust, standard option is D.
• B could work only with a library that provides .done; otherwise it’s not reliable.

• Recovery procedures actually work
• Recovery time and recovery point objectives can be met
• Staff understand their responsibilities
• Contact details, dependencies, and technical configurations are accurate
• Gaps or conflicts exist in the plan

• Not version-controlled: Creates a risk of using an outdated copy, but the plan might still be effective.
• Contact information needs updating: This is a specific weakness that can be corrected, often identified during testing.
• Not approved by senior management: Approval is important for authority and resource commitment, but an untested plan presents the most direct risk that recovery will fail when needed.

• Correct answer: A — a clear business case has been established.

• The audit focus for IT procurement is ensuring there is a solid economic justification for the investment. A clear business case documents the expected benefits, costs, risks, and alignment with strategic objectives, which governs whether the investment is worth pursuing.
• The other options are important controls or project aspects, but they are secondary to ensuring the investment is justified financially and strategically:

• If the account name includes the parsed search string, show the element; otherwise hide it.
• In CSS, to show an element you can set display to a visible value (commonly 'block' for block-level elements), and to hide you set display to 'none'.

• The ternary should map true to a visible display value and false to 'none'.
• Therefore the placeholder should be replaced with 'block' : 'none' (so the code becomes: accountName.includes(parsedSearchString) ? 'block' : 'none').

• There are several typos in the snippet (e.g., quesrySelectorAll, toLOwerCase, Style.display). In a working version you’d also fix those to document.querySelectorAll, account.innerHTML.toLowerCase(), and account.style.display.

• Amazon GuardDuty: Detects suspicious activity and threats using security-related data sources; it is not primarily a software vulnerability scanner.
• Amazon Detective: Helps investigate and analyze the root cause of security findings after an event.
• Amazon Cognito: Provides user authentication and authorization for applications.

• Basic: billing/subscription support only; no technical support requests can be opened.
• Developer, Standard, Professional Direct, and Premier: include technical support and allow opening new support requests.

• If option A corresponds to “Developer, Standard, Professional Direct, Premier,” that is the correct choice.
• If the option text is really “Premier only,” that would be incorrect per current Azure docs.