Free SERIES 7 Exam Braindumps (page: 14)

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Smart Company, Inc., has cash it intends to use in six months for purchase of equipment. The most prudent investment during the six-month period is:

  1. common stock
  2. preferred stock
  3. treasury bills
  4. treasury bonds

Answer(s): C

Explanation:

treasury bills. The most prudent investment provides the cash in the six-month short-term period. Common and preferred stock are subject to significant price uncertainty. US treasury issues provide the most safety of principal. Treasury bonds have longer maturities than the six-month terms available for treasury bills.



Which of the following is identified as a funded debt instrument?

  1. US treasury bond
  2. Series EE savings bond
  3. corporate bond
  4. Fannie Mae bond

Answer(s): C

Explanation:

corporate bond. All of the other securities are issues backed by the US government, which are not considered funded debt.



A typical money market instrument carries which of the following?

  1. serial bond maturity date
  2. long-term maturity date
  3. medium-term maturity date
  4. short-term maturity date

Answer(s): D

Explanation:

short-term maturity. A money market maintains liquidity and is defined as having maturity of less than one year.



An offering price of 102 plus accrued interest applies to which of the following securities?

  1. treasury bills
  2. certificates of deposit
  3. commercial paper
  4. banker’s acceptances

Answer(s): B

Explanation:

certificates of deposit. CDs trade with “accrued interest” as part of the price.






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