Free CIPP-E Exam Braindumps (page: 16)

Page 16 of 68

An unforeseen power outage results in company Z's lack of access to customer data for six hours. According to article 32 of the GDPR, this is considered a breach. Based on the WP 29's February, 2018 guidance, company Z should do which of the following?

  1. Notify affected individuals that their data was unavailable for a period of time.
  2. Document the loss of availability to demonstrate accountability
  3. Notify the supervisory authority about the loss of availability
  4. Conduct a thorough audit of all security systems

Answer(s): B

Explanation:

According to Article 32 of the GDPR, the controller and the processor must implement appropriate technical and organisational measures to ensure a level of security appropriate to the risk of the processing, including the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical incident. A personal data breach is defined as a breach of security leading to the accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise processed. Therefore, a power outage that results in the loss of availability of customer data for six hours is considered a personal data breach under the GDPR.
Based on the WP 29's February, 2018 guidance, which was endorsed by the European Data Protection Board, company Z should document the loss of availability to demonstrate accountability. The guidance states that controllers must document any personal data breaches, comprising the facts relating to the personal data breach, its effects and the remedial action taken, regardless of whether the breach needs to be notified to the supervisory authority or the data subjects. This documentation must enable the supervisory authority to verify compliance with the

GDPR and must be made available to the supervisory authority on request. The other options (A, C, and D) are not required by the GDPR or the guidance, although they may be advisable or beneficial depending on the circumstances. Option A is not mandatory, as the GDPR only requires the controller to communicate the personal data breach to the data subject when the breach is likely to result in a high risk to the rights and freedoms of natural persons. A temporary loss of availability may not pose such a high risk, unless it affects the data subject's essential services or activities. Option C is also not obligatory, as the GDPR only requires the controller to notify the supervisory authority of the personal data breach within 72 hours unless the breach is unlikely to result in a risk to the rights and freedoms of natural persons. A short-term loss of availability may not entail such a risk, unless it affects a large number of data subjects or sensitive data. Option D is not specified by the GDPR or the guidance, although it may be a good practice to conduct a thorough audit of all security systems after a personal data breach to identify and address any vulnerabilities or weaknesses that may have contributed to the incident or may lead to future incidents.


Reference:

1: Article 32 of the GDPR
2: Article 4 (12) of the GDPR
3: Endorsed WP29 Guidelines
4: Article 33 (5) of the GDPR
5: Article 34 (1) of the GDPR
6: Article 33 (1) of the GDPR
7: Guidelines on Personal data breach notification under Regulation 2016/679, WP250 rev.01
8: Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation)
9: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016R0679


https://www.google.com/url?
sa=t&rct=j&q=&esrc=s&source=web&cd=&ved=2ahUKEwihmsidxtTqAhXvQUEAHXRaAdYQFjABegQI ARAB&
url=https%3A%2F%2Fec.europa.eu%2Fnewsroom%2Farticle29%2Fdocument.cfm%3Fdoc_id% 3D49827&usg=AOvVaw2uhYsKyRzJ6lwhQyiMURJF (5)



In addition to the European Commission, who can adopt standard contractual clauses, assuming that all required conditions are met?

  1. Approved data controllers.
  2. The Council of the European Union.
  3. National data protection authorities.
  4. The European Data Protection Supervisor.

Answer(s): C

Explanation:

According to Article 46(2)© of the GDPR, standard contractual clauses adopted by a supervisory authority and approved by the Commission pursuant to the examination procedure referred to in Article 93(2) can be used as a legal basis for data transfers to third countries. This means that, in addition to the European Commission, national data protection authorities can adopt standard contractual clauses, provided that they meet the conditions and requirements set out in the GDPR and obtain the approval of the Commission. The other options are not correct, as approved data controllers, the Council of the European Union and the European Data Protection Supervisor do not have the power to adopt standard contractual clauses under the GDPR.


Reference:

CIPP/E Certification - International Association of Privacy Professionals, Free CIPP/E Study Guide - International Association of Privacy Professionals, GDPR - EUR-Lex, Standard Contractual Clauses (SCC) - European Commission
I hope this helps. If you have any other questions, please let me know. .


https://ec.europa.eu/info/law/law-topic/data-protection/international-dimension-data- protection/ standard-contractual-clauses-scc_en



SCENARIO

Please use the following to answer the next question:

Zandelay Fashion (`Zandelay') is a successful international online clothing retailer that employs approximately 650 people at its headquarters based in Dublin, Ireland. Martin is their recently appointed data protection officer, who oversees the company's compliance with the General Data Protection Regulation (GDPR) and other privacy legislation.

The company offers both male and female clothing lines across all age demographics, including children. In doing so, the company processes large amounts of information about such customers, including preferences and sensitive financial information such as credit card and bank account numbers.

In an aggressive bid to build revenue growth, Jerry, the CEO, tells Martin that the company is launching a new mobile app and loyalty scheme that puts significant emphasis on profiling the company's customers by analyzing their purchases. Martin tells the CEO that: (a) the potential risks of such activities means that Zandelay needs to carry out a data protection impact assessment to assess this new venture and its privacy implications; and (b) where the results of this assessment indicate a high risk in the absence of appropriate protection measures, Zandelay may have to undertake a prior consultation with the Irish Data Protection Commissioner before implementing the app and loyalty scheme.

Jerry tells Martin that he is not happy about the prospect of having to directly engage with a supervisory authority and having to disclose details of Zandelay's business plan and associated processing activities.

What would MOST effectively assist Zandelay in conducting their data protection impact assessment?

  1. Information about DPIAs found in Articles 38 through 40 of the GDPR.
  2. Data breach documentation that data controllers are required to maintain.
  3. Existing DPIA guides published by local supervisory authorities.
  4. Records of processing activities that data controllers are required to maintain.

Answer(s): C

Explanation:

: A data protection impact assessment (DPIA) is a process to help identify and minimise the data protection risks of a project that involves personal data, especially when using new technologies or processing that is likely to result in a high risk to individuals. The UK GDPR requires data controllers to carry out a DPIA before starting such processing and to consult the supervisory authority if the DPIA indicates a high risk that cannot be mitigated. The UK GDPR also provides some general guidance on the content and methodology of a DPIA, but it does not prescribe a specific format or procedure. Therefore, to effectively assist Zandelay in conducting their DPIA, it would be helpful to refer to existing DPIA guides published by local supervisory authorities, such as the ICO in the UK or the DPC in Ireland. These guides offer more detailed and practical advice on how to conduct a DPIA, what to include in it, how to assess and mitigate the risks, and when to consult the authority. They also provide templates, checklists, examples, and case studies to illustrate the DPIA process. By following these guides, Zandelay can ensure that their DPIA is comprehensive, consistent, and compliant with the UK GDPR and the relevant national laws. The other options are not as effective as option C, because:
Option A: Information about DPIAs found in Articles 38 through 40 of the UK GDPR is too general and vague to assist Zandelay in conducting their DPIA. These articles only outline the basic requirements and principles of a DPIA, but do not provide any specific guidance on how to conduct one, what to include in it, or how to assess and mitigate the risks. Zandelay would need more detailed and practical advice to effectively perform a DPIA.
Option B: Data breach documentation that data controllers are required to maintain is not relevant to conducting a DPIA. A data breach is a security incident that leads to the accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal data. A data controller must document any data breaches, including the facts, effects, and remedial actions taken, and notify the supervisory authority and the affected individuals without undue delay. However, a data breach is not the same as a data protection risk, which is the potential for adverse effects on individuals as a result of the processing of their personal data. A DPIA is a proactive and preventive measure to identify and minimise the data protection risks of a project, not a reactive and corrective measure to deal with the consequences of a data breach. Option D: Records of processing activities that data controllers are required to maintain are not sufficient to assist Zandelay in conducting their DPIA. A record of processing activities is a document that contains information about the purposes, categories, recipients, transfers, retention periods, and security measures of the processing of personal data by a data controller or a data processor. A data controller must maintain a record of processing activities under its responsibility and make it available to the supervisory authority upon request. However, a record of processing activities is not the same as a DPIA, which is a more in-depth and systematic analysis of the data protection risks and the measures to address them. A record of processing activities may provide some useful information for a DPIA, such as the nature, scope, context, and purposes of the processing, but it does not cover other aspects, such as the necessity, proportionality, compliance, and impact of the processing.
https://blog.netwrix.com/2021/02/17/data-protection-impact-assessment/ https://ico.org.uk/for-organisations-2/guide-to-data-protection/guide-to-the-general-data- protection-regulation-gdpr/accountability-and-governance/data-protection-impact-assessments/



SCENARIO

Please use the following to answer the next question:

Zandelay Fashion (`Zandelay') is a successful international online clothing retailer that employs approximately 650 people at its headquarters based in Dublin, Ireland. Martin is their recently appointed data protection officer, who oversees the company's compliance with the General Data Protection Regulation (GDPR) and other privacy legislation.

The company offers both male and female clothing lines across all age demographics, including children. In doing so, the company processes large amounts of information about such customers, including preferences and sensitive financial information such as credit card and bank account numbers.

In an aggressive bid to build revenue growth, Jerry, the CEO, tells Martin that the company is launching a new mobile app and loyalty scheme that puts significant emphasis on profiling the company's customers by analyzing their purchases. Martin tells the CEO that: (a) the potential risks of such activities means that Zandelay needs to carry out a data protection impact assessment to assess this new venture and its privacy implications; and (b) where the results of this assessment indicate a high risk in the absence of appropriate protection measures. Zandelay may have to undertake a prior consultation with the Irish Data Protection Commissioner before implementing the app and loyalty scheme.

Jerry tells Martin that he is not happy about the prospect of having to directly engage with a supervisory authority and having to disclose details of Zandelay's business plan and associated processing activities.

What must Zandelay provide to the supervisory authority during the prior consultation?

  1. An evaluation of the complexity of the intended processing.
  2. An explanation of the purposes and means of the intended processing.
  3. Records showing that customers have explicitly consented to the intended profiling activities.
  4. Certificates that prove Martin's professional qualities and expert knowledge of data protection law.

Answer(s): B

Explanation:

According to Article 36 of the GDPR, when a controller intends to process personal data that would result in a high risk to the rights and freedoms of data subjects, and a data protection impact assessment under Article 35 indicates that the risk cannot be mitigated by the controller, the controller must consult the supervisory authority before processing. The purpose of this prior consultation is to seek the advice of the supervisory authority on whether the processing complies with the GDPR and what measures can be taken to ensure compliance. During the prior consultation, the controller must provide the supervisory authority with the following information:
the respective responsibilities of the controller, joint controllers and processors involved in the processing, in particular for processing within a group of undertakings;

the purposes and means of the intended processing;
the measures and safeguards provided to protect the rights and freedoms of data subjects pursuant to the GDPR;
the contact details of the data protection officer, if any; the data protection impact assessment provided for in Article 35; and any other information requested by the supervisory authority. Therefore, the correct answer is B. An explanation of the purposes and means of the intended processing. This information is essential for the supervisory authority to understand the nature and scope of the processing and to assess its compliance with the GDPR. The other options are not required by Article 36, although they may be relevant for other aspects of the GDPR, such as the data protection by design and by default principle (A), the lawfulness of processing ©, or the designation of the data protection officer (D).


Reference:

Article 36 of the GDPR, which regulates the prior consultation with the supervisory authority. ICO guidance, which explains the process and requirements of the prior consultation. EDPB guidelines, which provide further guidance on the criteria and procedure of the prior consultation.



Page 16 of 68



Post your Comments and Discuss IAPP CIPP-E exam with other Community members:

Martinez commented on September 21, 2024
This exam was so hard, I thought I'd need a miracle. Turns out, exam dumps are the next best thing.
NETHERLANDS
upvote

Filipa commented on August 27, 2024
Question 143 is incorrect, the answer is should be B, and the explanation is unrelated to the scenario. Other than that great work
PORTUGAL
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Nell commented on August 18, 2024
Hello. This is very helpful
UNITED KINGDOM
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X commented on August 08, 2024
answers are correct
Anonymous
upvote