IIA IIA-CIA-PART3-3P Exam Prep
Certified Internal Auditor - Part 3, Business Analysis and Information Technology (Page 63 )

1. Create a new AMI or copy the existing AMI while specifying EBS encryption and an appropriate AWS KMS key.
2. This creates an encrypted AMI backed by encrypted EBS snapshots.
3. Copy the encrypted AMI to the destination Region, using a KMS key available there.
4. Launch the application stack from the encrypted AMI.

• B: AWS KMS does not encrypt an existing unencrypted AMI in place. You must create an encrypted copy.
• C: AWS Certificate Manager manages TLS certificates, not EBS or AMI encryption.
• D: Enabling encryption by default affects newly created EBS volumes and snapshots; it does not encrypt an existing unencrypted AMI during copying.

• Snapshot: Captures a point-in-time state for rollback. It is not an independent running VM and does not protect against failure of the underlying host or storage.
• Convert to dynamic disks: Changes disk allocation behavior; it does not provide redundancy or high availability.
• P2V: Converts a physical machine into a virtual machine. That is a migration process, not an availability solution.

• A — Reports: Reports are informational and don’t enforce access during an SSO transaction.
• B — Apex trigger and Permission Sets: A trigger could update permissions when a Case changes, but this creates synchronization and timing issues. It also changes Salesforce permissions rather than making a direct, real-time decision for the external system.
• C — Custom SAML JIT Provisioning: JIT provisioning is primarily for creating or updating users at login. It isn’t the appropriate mechanism for dynamically querying business records and deciding whether access should be granted.
• D — Connected App Handler: Designed for custom, programmatic control during connected-app authentication and authorization. Apex can check the user’s current open classified cases and permit or reject the SSO request.

bash 
docker run -it microsoft/azure-cli:0.10.17

• docker run starts an Azure CLI container; it does not automatically connect to the AKS cluster.
• The command does not run kubectl apply.
• The container would need the appropriate Kubernetes tools and AKS credentials.
• The device or container must obtain cluster credentials, typically using an AKS credential command, before running Kubernetes commands.

bash 
az aks get-credentials --resource-group <resource-group> --name <aks-cluster> 
kubectl apply -f myapp.yaml

• This is a lookup relationship. Salesforce does not cascade access from a child (Opportunity) to its parent (Account) via implicit sharing.
• To view the Account, the user must have explicit access to the Account (via its OWD/sharing, or object permissions).

• The user has Read/View (or higher) on Account via profile/permission set.
• Manual sharing or a sharing rule grants that Account to the user.
• The Account is exposed by a broader permission like View All/Modify All on Account.
• Role hierarchy with Grant Access Using Hierarchies could grant access to Accounts owned by others, if applicable.

powershell 
Get-AzureVM -ServiceName <service-name> -Name <vm-name> | 
  Set-AzureStaticVNetIP -IPAddress <private-ip> | 
  Update-AzureVM

• New-AzureRMVMConfig configures VM settings but does not itself assign the static IP.
• Set-AzureSubnet is not the appropriate cmdlet for assigning a VM’s private IP.
• The Azure portal option mentioned in the question was not the intended method for this older deployment model.
• Changing settings in Windows Network and Sharing Center is incorrect because Azure assigns the IP through the VM’s virtual network interface; manually configuring it inside the guest can cause conflicts.

• Correct answer: C. AWS CloudFormation

• Why: CloudFormation lets you define infrastructure as code via templates (JSON or YAML). You can create a single template that describes multiple AWS resources and reuse it to deploy consistent stacks across environments. Templates can be parameterized and stored for repeated deployments. Other options (Marketplace, AMI, OpsWorks) don’t provide reusable deployment templates in the same way.

• Multi-pass wipe: Overwrites the drive’s existing data multiple times, making recovery much more difficult while preserving the drive’s functionality.
• Single-pass wipe: May be sufficient in some modern sanitization standards, but is presented here as less secure than multiple overwrites.
• Degaussing: Uses a strong magnetic field to disrupt data. It can render the drive unusable or unreliable, reducing its resale value.
• Pinning: Is not an appropriate data-sanitization method.

• B. Enable column profile — This turns on column profiling, which computes statistics like min and max for each column.
• C. Show column profile in details pane — This ensures the per-column profile is visible in the details pane.
• E. Enable details pane — This makes the details pane available so you can view the column profile there.

• A. Show column value distribution may help with distribution but isn’t specifically about min/max.
• D. Show column quality details shows data quality (valid/null counts), not min/max.

• Source: on-premises SQL Server Database1
• Destination: Fabric Warehouse Warehouse1
• Connectivity: on-premises data gateway

• Dataflow Gen1: Primarily for Power Query transformations and isn’t the best Fabric-native choice for this copy operation.
• KQL queryset: Queries data; it does not orchestrate copying from SQL Server.
• Notebook: Could perform custom code-based movement, but it is unnecessary and less direct than a pipeline.

• Context: You’re configuring a Windows Autopilot deployment profile (Profile1) for Windows 11 devices. The hotspot asks you to pick the correct behavior for two statements based on the profile’s settings.

• Box 1: “can modify the desktop settings only for themselves”

• Box 2: “Cortana settings” with options like computer name, keyboard layout, etc.

• Correct answer: B — From the code repository, modify Startup.cs (in ASP.NET Core you configure the Application Insights SDK in code, not with ApplicationInsights.config).

• Why the other options aren’t correct:

• How to implement fixed-rate sampling (ASP.NET Core):

var builder = WebApplication.CreateBuilder(args); 


    builder.Services.Configure<TelemetryConfiguration>(telemetryConfiguration => 
    { 
        var builder = telemetryConfiguration.DefaultTelemetrySink.TelemetryProcessorChainBuilder; 
        double fixedSamplingPercentage = 10; // 10% sampling 
        builder.UseSampling(fixedSamplingPercentage); 
    }); 


    builder.Services.AddApplicationInsightsTelemetry(new ApplicationInsightsServiceOptions 
    { 
        EnableAdaptiveSampling = false 
    }); 


    var app = builder.Build();

• Idioma: “Responda em português.”
• Tamanho: “Responda em até três frases.”
• Formato: “Use uma lista com três recomendações.”
• Objetivo: “Recomende produtos com base nas necessidades do cliente.”

• Mudar o tamanho do LLM: pode alterar capacidade e custo, mas não garante idioma ou respostas curtas.
• Aumentar a temperatura: aumenta a criatividade e a aleatoriedade; não controla diretamente o tamanho ou idioma.
• Aumentar o Top K: permite considerar mais tokens prováveis, aumentando a variedade; também não é o mecanismo principal para controlar idioma ou comprimento.

python 
def add_integers(a, b): 
    return a + b

• Uses def to define a function.
• Accepts two parameters, a and b.
• Uses return to send their sum back to the caller.
• Uses indentation to define the function body.

python 
result = add_integers(3, 4) 
result is 7

• Pull: Downloads changes from the central repository and updates the local repository.
• Push: Sends local commits to the central repository.
• Commit: Records local changes in the repository’s history.
• Merge: Combines changes from different branches.
• Clone: Creates a new local copy of a repository.

• Windows 10 VMs
• Windows Server 2012 or later VMs
• Running VMs—they do not need to be shut down
• Debian 8.2+ VMs, assuming the specific version is supported
• Stopped or deallocated VMs

• A. Number ? Decimal — Correct. Salesforce Number fields are represented in Apex as Decimal.
• D. Date/Time ? Datetime — This is correct conceptually, but “Dateline” is not an Apex type. If the option literally says “Dateline,” it is incorrect.
• E. Checkbox ? Boolean — Correct. A checkbox contains true or false.

• Number ? Integer — A Number field maps to Decimal, even when its scale is zero.
• Text Area ? List<String> — A text area maps to a single String, not a list.

• Amazon GuardDuty: Detects suspicious activity and threats using security-related data sources; it is not primarily a software vulnerability scanner.
• Amazon Detective: Helps investigate and analyze the root cause of security findings after an event.
• Amazon Cognito: Provides user authentication and authorization for applications.

• Basic: No technical or architectural guidance.
• Standard: Technical support, but not the required design-assessment service.
• Professional Direct: Provides advisory and architecture guidance.
• Premier: Provides it too, but is unnecessarily expensive for this requirement.

• '15' is a string. With + and a string, JavaScript does string concatenation: '15' + 10 -> '1510'.
• The result '1510' is then used in a multiplication: '1510' 2. The operator triggers numeric conversion, so '1510' becomes the number 1510.
• 1510 * 2 = 3020.

• If the code were let x = (15 + 10) * 2, the result would be 50 since 15 + 10 is numeric addition.

• The problem describes the class updating field-level security on some profiles. To prevent updating fields that are not updateable for the current user, you should check each field’s updateability before making changes. Use DescribeFieldResult.isUpdateable() (e.g., via Field.describe() on each field) to guard updates.

• A and D (With Sharing): Running a class with Sharing affects record visibility, not whether a field can be updated by a user. It doesn’t prevent updates to fields the user shouldn’t modify.
• C (WITH SECURITY_ENFORCED in SOQL): This enforces FLS/FRC during queries, but it doesn’t control whether the Apex code updates fields or modifies permissions. It’s not addressing the update behavior directly.

• BCP: Maintains essential business operations during and after disruption. It is broader than IT recovery, but the question focuses on restoring the destroyed data center.
• Communication plan: Defines how the organization communicates with staff, the public, and other stakeholders.
• IRP: Handles security incidents such as malware, unauthorized access, or data breaches—not physical disaster recovery.

• Answer: D. Select an IdP

• Why: To reduce the number of credentials across multiple SaaS apps, implement a single sign-on approach via an Identity Provider. The first step is choosing the IdP; once selected, you can enable SAML (A) or OAuth as supported by apps. Password vaulting (C) is not a true SSO solution, and B is not the foundational step.

• C — Schema.describeSObjects(new String[]{myObject})[0].fields.getMap()

• D — Schema.getGlobalDescribe().get(myObject).getDescribe().fields.getMap()

• A: sObjectType is not used this way, and fieldSet() is not the appropriate method for retrieving all fields.
• B: mySObject.myObject is not valid dynamic Apex syntax.

• Answer: No.

• Why:

• If you need such an assessment while controlling costs, you’d generally pursue a paid MCS engagement or another option outside of the basic Premier entitlement.

• The inference container image or built-in algorithm
• The location of model artifacts in Amazon S3
• IAM permissions through the execution role
• Optional environment variables and networking settings

1. Create AWS::SageMaker::Model
2. Create an AWS::SageMaker::EndpointConfig that references the model
3. Create AWS::SageMaker::Endpoint that references the endpoint configuration

• AWS::SageMaker::Endpoint hosts a model but does not define the model itself.
• AWS::SageMaker::NotebookInstance provides a development environment.
• AWS::SageMaker::Pipeline orchestrates ML workflow steps.

• Permanent table (E): Correct. A dropped permanent table can be restored with UNDROP TABLE during its Time Travel retention period. Permanent tables also have Fail-safe protection.
• Transient table: It can also generally be restored during its shorter Time Travel period, although it has no Fail-safe. Therefore, excluding it makes the question questionable.
• Temporary table: Usually cannot be recovered after it is dropped; its lifecycle is limited to the session.
• Materialized view (D): The answer key treats it as recoverable, but recovery behavior depends on the specific Snowflake object/version capabilities. It should not be confused with an ordinary view.

• What wipe does: A factory reset that erases all data, apps, and settings and returns the device to the OOBE. It removes the device from management and resets identity.
• Why not for this scenario: The goal is to repurpose the same device to a new user with Autopilot. Autopilot Reset keeps the device’s Azure AD/Intune identity and re-provisions the device for the next user without a full wipe.
• What Autopilot Reset does: Removes user data and apps but preserves device identity and management connection, then reapplies the Autopilot provisioning for the next user.
• When you’d use wipe instead: If you’re selling or permanently discarding the device, or you truly want to scrub all traces and start fresh without re-enrolling.

• A — SCIM synchronizes changes to user attributes from the identity provider to GitHub.
• B — SCIM deactivates GitHub accounts when users are removed or deactivated in the identity provider.
• D — SCIM automates user provisioning when new users are added to the identity provider.

• C: SCIM does not delete organization repositories.
• E: SCIM does not generate REST API authentication tokens.
• F: SCIM handles identity lifecycle management, not repository permission configuration based on roles.

Why B works

• AWS KMS keys are Regional resources. A normal customer managed key in Region A cannot be used directly in Region B.
• A customer managed multi-Region KMS key (MRK) has related key replicas in both Regions. The replicas share key material and key ID, although each has a Regional ARN.
• With client-side encryption, the application encrypts the data before storing it in S3. Cross-Region replication then copies already-encrypted objects, so S3 does not need to decrypt and re-encrypt them with a different Regional key.

Why the other choices are weaker

• A and C: SSE-S3 uses Amazon-managed S3 keys, not the required customer managed KMS key.
• D: SSE-KMS can work only if the solution creates and configures the appropriate KMS key or multi-Region key replica in each Region. As written, it says to create a customer managed KMS key in each Region, which implies separate keys—not the same KMS key. Replication also requires additional KMS permissions and destination encryption configuration.

• A: True. You can change the size of a Virtual Warehouse after creation (via UI or ALTER WAREHOUSE).

• B: True. A warehouse can be resized while it’s running; the resize will take effect without needing to stop queries.

• C: True. A warehouse can be configured to suspend after a period of inactivity (AUTO_SUSPEND).

• D: True. A warehouse can be configured to auto-resume when new queries are submitted (AUTO_RESUME).

• Secure: uses encryption, such as HTTPS or SFTP.
• Cross-platform: supported by many languages and operating systems.
• Internet-friendly: designed to communicate across networks, usually using standard Internet protocols.

• JSON/REST over HTTPS — widely supported, secure, and Internet-friendly.
• SOAP over HTTPS — also secure and highly cross-platform, though more heavyweight.
• XML over SFTP — secure file-based exchange, but it is not an API-style interface.

• vSmart controls the overlay control plane. It uses OMP to exchange routing information, distribute policies, and determine how WAN Edge devices reach one another.
• vManage is the centralized management and configuration platform.
• vBond is the orchestrator. It helps devices authenticate, discover controllers, and traverse NAT during onboarding.
• APIC-EM is not the SD-WAN control-plane component described here.

• Use private connectivity from a cloud provider
• Set up SSO for federated authentication

• Private connectivity—such as a cloud provider’s private endpoint—keeps Snowflake access within the company’s private network path instead of exposing access over the public internet. This fits the VPN/VDI requirement.
• SSO for federated authentication allows Snowflake users to authenticate using the credentials already managed by the company’s identity provider—the same identity system used for VDI—eliminating separate Snowflake passwords.

• Tri-Secret Secure protects encryption keys; it does not provide private network access or credential reuse.
• A proxy Snowflake account outside the VPN conflicts with the requirement that Snowflake have no internet visibility and is not the normal solution for federated login reuse.

• Progress iteratively with feedback focuses on making improvements in manageable steps and learning from feedback.
• Optimize and automate focuses on maximizing value from resources and automating suitable activities.
• Start where you are focuses on assessing the current situation and reusing what already exists.

1. Identify every Region containing a replica.
2. Schedule deletion of the KMS key in each Region.
3. Use the minimum KMS waiting period: 7 days.

• A — Use the root user: Root access does not eliminate the need to schedule deletion for every regional replica. The problem is the multi-Region structure, not insufficient administrative permissions.

• C — Update the key policy: The policy already grants kms:* to IAM principals. Changing permissions does not delete the key or its replicas.

• D — Disable the key and schedule deletion in 30 days: Disabling can stop cryptographic use, but 30 days is slower than the permitted 7-day waiting period. It also does not address replicas in other Regions.

• Premium file shares: contoso104 only
• Blob access tiers: contoso101, contoso102, and contoso103

• Premium Azure Files shares require a storage account with the FileStorage account kind. This is a specialized account type and is not used for blob storage.
• Blob access tiers such as Hot, Cool, and—where supported—Archive apply to blob-capable accounts, such as General-purpose v2 or BlobStorage accounts shown in the exhibit.
• contoso104 is therefore excluded from the blob-tier selection because it is the premium Files account.

• The correct setting to configure is the Enrollment Status Page (ESP) profile.
• Why: ESP tracks the enrollment progress and logs during Autopilot provisioning. You can enable log collection within the ESP policy so that, if ESP times out, the user can collect and share the logs with support.
• Optional enhancement: In the ESP policy (or the Autopilot diagnostics settings), you can enable:

• Automatic enrollment settings: control how devices auto-enroll, not log collection.
• Windows Autopilot deployment profile: controls deployment steps but not ESP log collection.
• Device configuration profile: applies settings but doesn’t provide ESP log collection mechanics.

• In the source query: apply UPPER() or LOWER() to the column.
• In Power Query Editor: use Text.Upper or Text.Lower on the column, then load.

• This fixes the root cause when comparisons/joins depend on case.
• In DirectQuery, transformations are pushed to the source or query layer; ensure the transformation is supported by your data source/connector.
• After normalization, verify relationships and any downstream visuals that rely on that column.

• A separate scope using a /32 subnet: A /32 identifies one host, but it is not a practical DHCP scope for this purpose.
• A static IP within the DHCP range: This can cause an IP address conflict if DHCP assigns that address to another device.
• SLAAC: Used for automatic IPv6 address configuration, not for assigning a predictable IPv4 address through DHCP.

• Reusing features across different models and teams
• Consistent feature definitions
• Managing feature versions and metadata
• Using features for both training and inference

• SageMaker Data Wrangler: Prepares and transforms data; it is not primarily a shared feature repository.
• SageMaker Clarify: Helps detect bias and explain model predictions.
• SageMaker Model Cards: Documents models, including intended use, risks, and evaluation results.

sql 
GRANT ALTER ON SCHEMA::schemaA TO User1;

• TRUNCATE TABLE is a DDL operation, not a normal DELETE.
• Having DELETE permission on a table is not sufficient to truncate it.
• The minimum relevant permission is ALTER on the table.
• Granting ALTER on SCHEMA::schemaA allows the user to truncate tables within schemaA.
• It does not grant equivalent permissions on schemaB or schemaC, satisfying least privilege.

• The Balanced Scorecard translates an organization’s vision and strategy into a set of concrete objectives and metrics across four perspectives (financial, customer, internal processes, learning & growth). This framework explicitly links IT goals to business goals and provides a way to measure and monitor alignment over time.

• Enterprise architecture (EA): Great for governance, standards, and roadmaps to ensure IT assets support business needs, but it’s more about structure and alignment at design time rather than directly measuring ongoing alignment of goals.
• KPIs: Useful metrics, but they don’t by themselves provide a full framework to ensure IT goals are aligned with organizational strategy.
• Enterprise dashboard: A visualization tool for metrics; it helps report status but doesn’t inherently establish or assess alignment.

• Multiple AWS accounts: Create a separate account for each department or workload. This provides clear isolation and makes it easier to track each department’s usage and costs for chargeback.
• Consolidated billing: AWS Organizations can combine billing for multiple accounts into one central payer account. The company can still view costs by account while managing payment centrally.

• Placement groups: Control how EC2 instances are physically placed for networking or performance; they do not provide departmental billing separation.
• Edge locations: Infrastructure used by services such as Amazon CloudFront; unrelated to chargeback.
• AWS Config: Records and evaluates resource configurations and compliance; it is not a billing-separation mechanism.

• Numerical flexibility: Adjusting the number of employees, such as using temporary, part-time or contract staff.
• Temporal flexibility: Varying when employees work, such as through flexitime, overtime or different working hours.
• Shift system flexibility: Changing work patterns or shift arrangements; it is not specifically about moving between tasks.

• Import — Loads data into Power BI. It requires a refresh, so it may not reflect changes within two minutes unless refresh is configured appropriately.
• Live connection — Connects to an existing Power BI semantic model or Analysis Services model; it is not the normal choice for connecting directly to an Azure SQL database.

• OpenID Connect (OIDC) is an authentication layer built on OAuth 2.0.
• It returns an ID token, normally a JWT containing identity claims such as the user’s subject, name, email, or other permitted attributes.
• The wellness application can consume those claims without needing a separate user-information call.

• JWT Bearer Token Flow: intended for server-to-server authorization and does not primarily provide an end-user ID token.
• Web Server Flow: is an OAuth authorization-code flow. It can be used with OIDC in some implementations, but “Web Server Flow” alone does not specifically guarantee an ID token.
• User Agent Flow: describes an OAuth flow, not the identity protocol itself.

• Date: 2018-12-31
• Time: 08:59

• B: The original value contains the text at, so it cannot be converted directly to a date.
• A: The last characters contain the time, not the date.
• D: Extracting the first 11 characters can leave an unwanted space and does not properly separate the time component.

• Correct answer: A. System characterization

• Why the other options are not correct: