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ISACA Advanced in AI Audit Questions 156–160 (page: 33)

Updated On: 12-Sep-2026

Which of the following BEST helps an organization manage bias in AI model decisions?

  1. Data anonymization and classification
  2. Standardization of fairness criteria
  3. Human oversight and feedback mechanisms
  4. Periodic model retraining

Answer(s): B

Explanation:

Establishing standardized fairness criteria provides a consistent framework to identify, measure, and control bias in AI decisions, ensuring that models are evaluated and governed against defined fairness objectives.



An IS auditor learns that an organization uses AI facial recognition technology for security purposes.
Which of the following is the GREATEST ethical concern with this practice?

  1. Potential bias against certain demographic groups
  2. Absence of global standards for the use of AI in biometric security
  3. Difficulty of enforcing access controls to facial recognition data
  4. Individuals beginning to interact more cautiously

Answer(s): A

Explanation:

Facial recognition systems can disproportionately misidentify or perform less accurately for certain demographic groups, leading to unfair or discriminatory outcomes, which represents the most significant ethical concern.



An IS auditor identifies that an organization is mixing AI-generated content into training data without labeling.
Which of the following presents the GREATEST risk in this scenario?

  1. The model loses alignment safeguards.
  2. The model propagates outdated information.
  3. The model outputs become inconsistent across similar queries.
  4. The model reinforces its own mistakes as if they were facts.

Answer(s): D

Explanation:

Mixing unlabeled AI-generated content into training data can cause the model to treat its own prior outputs as ground truth, leading to self-reinforcing errors and degradation of accuracy over time.



An organization utilizes an off-the-shelf generative AI solution for internal business processing. According to the principle of shared responsibility when deploying this AI solution, which of the following areas remains the PRIMARY responsibility of the organization?

  1. Maintaining the underlying AI compute infrastructure and providing environmental controls for cooling and power
  2. Implementing model architecture and ensuring the model's core safety and security systems are robustly designed
  3. Conducting initial training and performance optimization of the base foundation model parameters
  4. Defining appropriate usage policies and enforcing identity and access management (1AM) for users

Answer(s): D

Explanation:

Under the shared responsibility model, the organization is responsible for how the AI solution is used, including defining usage policies and enforcing identity and access controls to ensure secure and appropriate access.



The internal audit department of a large global organization is evaluating the use of an AI-based voice-to-speech tool to document interviews during audits. The tool uploads all recordings to a cloud service provider for transcription.
Which of the following is the GREATEST risk?

  1. Inaccurate transcriptions impacting reliability of audit records
  2. Potential data loss resulting from service downtime or failures
  3. Privacy concerns arising from data storage in the cloud
  4. Unauthorized access to sensitive data by the cloud vendor

Answer(s): D

Explanation:

Uploading sensitive audit interview recordings to a cloud provider introduces the risk that confidential information could be accessed by unauthorized parties within or through the vendor, posing a significant confidentiality and compliance risk.



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