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ISACA Advanced in AI Audit Questions 211–215 (page: 44)

Updated On: 12-Sep-2026

An IS auditor reviewing an AI-driven HR screening model for bias discovers the system favors candidates of a specific gender for a technical position, despite candidates showing similar qualifications.
Which of the following is the MOST likely source of the bias?

  1. Evaluation
  2. Training data
  3. Algorithm design
  4. Proxy data

Answer(s): B

Explanation:

Training data is the most likely source because historical hiring data may contain existing gender imbalances or discriminatory patterns.
When a model learns from such data, it can reproduce those patterns even when candidates have comparable qualifications.



An IS auditor is assigned to audit a key area of an organization’s data governance framework, including the adequacy of data protection measures against data poisoning and AI attacks.
Which of the following areas is the auditor’s PRIMARY consideration?

  1. Data security
  2. Data cleansing
  3. Data collection
  4. Data classification

Answer(s): A

Explanation:

Data security is the primary consideration because protection against data poisoning and AI-specific attacks depends on controls that preserve the confidentiality, integrity, and availability of data throughout its lifecycle. Effective security measures help prevent unauthorized manipulation of training, validation, and operational data.



Which of the following is the PRIMARY benefit of a robust data governance framework for an organization that uses AI extensively?

  1. Operational staff requirements can be reduced.
  2. AI data integrity issues can be remediated more quickly.
  3. Risk is managed within organizational thresholds.
  4. AI model performance metrics are more reliable.

Answer(s): C

Explanation:

A robust data governance framework establishes accountability, policies, controls, and oversight for how data is managed across its lifecycle. Its primary benefit is helping ensure data-related AI risks are identified, controlled, and maintained within the organization’s approved risk tolerance.



An organization’s AI governance committee primarily relies on a key performance indicator (KPI) for the average confidence score of its customer service chatbot’s responses.
Which of the following is the MOST significant limitation of this metric for governing the chatbot’s performance?

  1. It fails to capture user satisfaction or the business impact of incorrect but highly confident responses.
  2. It does not measure the computational latency of the model, which could affect the user experience.
  3. It provides no insight into the version of the underlying language model used for inference.
  4. It cannot be used to track the frequency of specific user intents, hindering product development.

Answer(s): A

Explanation:

An average confidence score reflects how certain the model is about its responses, but it does not establish whether those responses are correct, useful, or aligned with business objectives. A chatbot can produce highly confident but incorrect answers, so relying on this metric alone can obscure poor user outcomes and material business impact.



When utilizing a machine learning (ML) model to predict whether a wind turbine electricity generator will fail, which model evaluation metric should be the PRIMARY focus?

  1. Recall
  2. Specificity
  3. Precision
  4. Accuracy

Answer(s): A

Explanation:

The primary focus should be on Recall, as it measures the model’s ability to correctly identify actual failures. In critical applications like wind turbine failure prediction, missing a true failure (false negative) can result in high costs or safety risks, making recall the most important metric.



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