Free AAIA Exam Braindumps
ISACA Advanced in AI Audit Questions 226–230 (page: 47)

Updated On: 12-Sep-2026

A retail organization uses an AI model to forecast inventory based on customer purchasing trends and updates the model quarterly. The model recently failed to recognize a surge in demand during a popular shopping season.
Which of the following issues does this situation BEST demonstrate?

  1. Data drift impacting system forecasting
  2. Overfitting issues due to a small training data set
  3. Lack of outlier checks in data affecting forecast accuracy
  4. Limited data set diversity impacting model training

Answer(s): A

Explanation:

This situation best demonstrates data drift, where the input data patterns have changed over time — such as seasonal demand shifts — not reflected in the AI model. Since the model is only updated quarterly, it likely missed recent trends, leading to inaccurate forecasts.



When auditing an AI model, an IS auditor notices that the controls over transactional processes are inadequate.
Which of the following should the auditor recommend to BEST reduce these risks?

  1. Implement model scorecards.
  2. Clearly define responsibilities for AI risk.
  3. Have the chief risk officer (CRO) perform a risk analysis.
  4. Implement human-in-the-loop processes.

Answer(s): D

Explanation:

Implementing human-in-the-loop processes ensures that human oversight can detect and correct errors in transactional processes where AI controls are inadequate. This directly reduces operational risks by adding a safeguard against faulty or biased AI outputs.



An AI system is misclassifying images after a routine model update. An IS auditor discovers that the updated model file was replaced by an unauthorized version.
Which of the following is the auditor’s BEST recommendation?

  1. Notify all users of potential inaccuracies and deactivate the system.
  2. Immediately retrain the model from scratch using a secure data set.
  3. Disable the automated update process to prevent future issues.
  4. Revert to the last verified model version and initiate a root cause analysis.

Answer(s): D

Explanation:

Reverting to the last verified model version restores system reliability quickly, while initiating a root cause analysis addresses the unauthorized replacement and prevents recurrence. This balances immediate risk mitigation with long-term operational assurance.



During an audit of an AI solution, the modeler informs the IS auditor that data augmentation techniques were utilized.
Which of the following BEST enables the auditor to determine the effectiveness of the data augmentation?

  1. Balance of data classes prior to and after augmentation
  2. Performance metrics of the model prior to and after augmentation
  3. Affinity and diversity of augmented data compared to original data
  4. Feature importance summary of the model prior to and after augmentation

Answer(s): B

Explanation:

Comparing the performance metrics of the model before and after augmentation best determines the effectiveness of data augmentation. This directly shows whether the augmentation improved model accuracy, generalization, or robustness in practice.



An organization's deployed AI model exhibits model drift.
Which of the following is the BEST way to mitigate this issue?

  1. Remove old and irrelevant data from the training data set.
  2. Decrease the complexity of the model.
  3. Implement continuous monitoring and retraining mechanisms.
  4. Replace the model with a rule-based system.

Answer(s): C

Explanation:

Implementing continuous monitoring and retraining mechanisms is the best way to mitigate model drift. This ensures the model adapts to changing data patterns over time, maintaining accuracy and reliability in production.



Viewing page 47 of 113
Viewing questions 231 - 235 out of 556 questions


Post your Comments and Discuss ISACA AAIA exam prep with other Community members:

AI Tutor AI Tutor 👋 I’m here to help!