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Certified Information Systems Auditor Questions 421–425 (page: 86)

Updated On: 10-Feb-2026

Which of the following would be of GREATEST concern if noted during an audit of compliance with licensing agreements?

  1. Distribution software is only maintained on a centralized server.
  2. The software vendor required monthly verification of licenses.
  3. Desktop software is personally expensed and not capitalized.
  4. The organization does not monitor upgrades to its software.

Answer(s): D



Which of the following is MOST important for an IS auditor to confirm when conducting a review of an active-active application cluster configuration?

  1. Results from recent user satisfaction surveys meet operational targets.
  2. The cluster configuration includes adequate network bandwidth.
  3. The cluster switches between active-active and active-passive configurations.
  4. The IT operations team maintains a version history of the cluster software.

Answer(s): B



Which of the following is the MOST appropriate control to ensure integrity of online orders?

  1. Public key encryption
  2. Digital signature
  3. Data Encryption Standard (DES)
  4. Multi-factor authentication

Answer(s): B



Which of the following should be done FIRST to develop an effective business continuity plan (BCP)?

  1. Perform a business impact analysis (BIA).
  2. Secure an alternate processing site.
  3. Create a business unit communications plan.
  4. Create a disaster recovery plan (DRP).

Answer(s): A



During an exit meeting, an IS auditor highlights that backup cycles are being missed due to operator error and that these exceptions are not being managed.
Which of the following is the BEST way to help management understand the associated risk?

  1. Explain the impact to resource requirements.
  2. Explain the impact to disaster recovery.
  3. Explain the impact to backup scheduling.
  4. Explain the impact to incident management.

Answer(s): B



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