Free ISO-IEC-42001-Lead-Auditor Exam Braindumps
ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Questions 41–45 (page: 10)

Updated On: 10-Feb-2026

[Fundamental Principles and Concepts of an AI Management System] Scenario 1:
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources. Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes. After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.

Which of the following AI principles has Future Horizon Academy applied?

  1. Reliability and safety
  2. Accountability
  3. Human control
  4. Transparency

Answer(s): A



[Fundamental Principles and Concepts of an AI Management System] Scenario 1 (continued):
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources. Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes.

After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's ownrequirements and that the system is being maintained effectively.

Based on functionality, what type of AI system did Future Horizon Academy establish?

  1. Reactive machines
  2. Theory of mind
  3. Limited memory
  4. General AI

Answer(s): C



[Fundamental Principles and Concepts of an AI Management System] Scenario 1 (continued):
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources. Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes. After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.

Based on Scenario 1, what category of AI systems did Future Horizon Academy utilize?

  1. Soft computing
  2. Cognitive computing
  3. Semantic computing
  4. Machine perception

Answer(s): B



[Fundamental Principles and Concepts of an AI Management System] Scenario 1 (continued):

To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources. Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes. After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.

Based on Scenario 1, which of the following processes regarding data did Future Horizon Academy NOT conduct?

  1. Data acquisition
  2. Data annotation
  3. Data augmentation
  4. Data verification

Answer(s): C



[Fundamental Principles and Concepts of an AI Management System] Scenario 1 (continued):
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources. Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes. After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.

Prior to the certification audit, the institution conducted an internal audit and management review.
Is this acceptable?

  1. No, only an internal audit should be conducted before the initial audit
  2. Yes, an internal audit and management review can be conducted before the certification audit
  3. No, the internal audit should be conducted after the certification audit to ensure any recommendations from the audit team are addressed
  4. No, internal audits are only required for recertification audits

Answer(s): B



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