Free ISO-IEC-42001-Lead-Auditor Exam Braindumps
ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Questions 31–35 (page: 8)

Updated On: 10-Feb-2026

[Preparing an ISO/IEC 42001 Audit]
During the audit planning phase, what is the primary activity an auditor should focus on?

  1. Conducting interviews with staff
  2. Preparing checklists and audit plans
  3. Issuing corrective actions
  4. Reviewing the final report

Answer(s): B



[Fundamental Audit Concepts and Principles]
How does ISO 19011 recommend auditors select audit criteria?

  1. By choosing criteria that are easiest to measure
  2. Based on the organization's industry reputation
  3. According to the requirements of the management system standards and objectives
  4. By using random selection methods

Answer(s): C



[Fundamental Principles and Concepts of an AI Management System] A financial institution uses an AI system to approve loan applications. Recently, there have been complaints that the system disproportionately denies loans to applicants from certain minority groups.
Which core element should the institution prioritize to address these complaints?

  1. Fairness and Non-Discrimination
  2. Transparency and Explainability
  3. Accountability
  4. Privacy and Security

Answer(s): A



[Fundamental Principles and Concepts of an AI Management System] A financial institution needs to develop a system that can understand and process large volumes of unstructured text data from financial reports to extract key information and insights.
Which AI concept would be best suited for this task?

  1. Natural Language Processing (NLP)
  2. Computer Vision
  3. Machine Learning (ML)
  4. Deep Learning (DL)

Answer(s): A



[AI Management System Requirements / Annex A Controls] Which control in Annex A emphasizes the importance of security measures in AI system operations?

  1. Financial Auditing
  2. Access Control
  3. Performance Metrics
  4. Customer Feedback

Answer(s): B



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