According to the Standards of Practice, with respect to the two offers from Adams and Baker, Harris:

may accept both offers if she discloses them to her employer.
may accept both gifts only if she discloses them to her employer and receives permission.
must disclose the offer from Adams to her employer if she accepts it but must receive her employer's permission to accept the offer from Baker.

Answer(s): C

Has Michaels violated Standard 11(B) Integrity of Capital Markets: Market Manipulation with respect to any of the following?

Answer(s): C

According to Standard IV Duties to Employers, which of the following is most likely required of Swamy must:

secure written permission from her employer before performing services for the symphony.
inform her immediate supervisor at Dillon in writing that she (Swamy) must comply with the Code and Standards.
disclose to her employer any additional compensation she receives from Landmark Enterprises and secure written permission to serve on the board.

Answer(s): A