Free GLO_CWM_LVL_1 Exam Braindumps (page: 55)

Page 54 of 266

Within how many days prospectus or statement in lieu of prospectus should file with ROC

  1. 30
  2. 40
  3. 20
  4. 50

Answer(s): A



Government has changed certain industries related regulation in Parliament, it is an example of:

  1. Interest rate risk
  2. Political risk
  3. Market risk
  4. None of the above

Answer(s): B



The standard deviation of the returns of a portfolio of securities will be _________ the weighted average of the standard deviation of returns of the individual component securities.

  1. Equal to
  2. Less than
  3. Greater than
  4. Less than or equal to (depending upon the correlation between securities)

Answer(s): D



Which one of the following is not an example of Association of Person?

  1. Mohan (HUF) & Ram & Sons join together for the construction of the fly over.
  2. Mohan & Ram & Sons join together for the construction of the fly over.
  3. Mohan, Ram &Shyam join together for the construction of the fly over.
  4. None of the Above

Answer(s): C






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