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Free GLO_CWM_LVL_1 Exam Braindumps
Chartered Wealth Manager (CWM) Global Examination Questions 281–285 (page: 58)

Updated On: 10-Feb-2026
Page 58 of 213
PDF with 1057 Questions

Mutual funds in India are required by SEBI to

  1. prohibit their employees from personal trading in secondary markets
  2. allow all employees to trade freely in secondary markets without restrictions
  3. establish a code of conduct and allow employees to do personal trading that conforms to SEBI guidelines
  4. allow employees to carry on personal trading as long as they abide by SEBI regulations

Answer(s): C



Garnishee order is issued by:

  1. Income Tax Authorities
  2. Court
  3. Bank
  4. SEBI

Answer(s): B



Which act regulates the name of the company?

  1. Essential commodities act.
  2. Indian contract act.
  3. Trade marks act.
  4. Companies act.

Answer(s): C



What is `Riba'?

  1. Bills of exchange
  2. Surplus value without counterpart
  3. Capital accumulation
  4. Promissory notes

Answer(s): B



Which of the following term means joint venture in Islamic Banking terminology?

  1. Murabahah
  2. Mudarabah
  3. Musharakah
  4. Musawamah

Answer(s): C



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