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ACI 3I0-010 Exam
3I0-010 ACI-Operations Certificate (Page 4 )

Updated On: 1-Feb-2026
Page 4 of 70
PDF with 342 Questions

A middle or back office clerk receives an FX ticket in which the counterparty is not clearly identified.
What should he/she do?

  1. keep the ticket in "stand-by mode" until a matching confirmation is received
  2. immediately refer the ticket to the compliance officer
  3. refer the ticket to the FX dealer for further details
  4. refer the ticket to the nostro account manager for further instructions

Answer(s): C



For the third time in a month, a back office clerk has been questioned by one of his spot FX dealers about back office payment authorisation and confirmation procedures.
What should he/she do?

  1. He/she should report this to his/her supervisor
  2. He/she should respond to the questions
  3. He/she should avoid the dealer
  4. He/she should refuse to answer the questions

Answer(s): A



The process used to disguise the trail of laundered funds within the financial system is known as:

  1. streamlining
  2. layering
  3. reinvesting
  4. channelling

Answer(s): B



You spot a rate discrepancy between you and your counterparty on a AUD/USD deal. The deal was traded direct. You refer the discrepancy to the dealer and he tells you to change the rate.
What should you do?

  1. amend the rate yourself
  2. ask the settlements clerk to amend the rate for you
  3. ask the dealer to manually amend the rate on the ticket and then pass it to the settlements clerk to amend
  4. make no amendment

Answer(s): C



You suspect that a colleague is guilty of embezzlement.
What should you do?

  1. keep the information to yourself
  2. tell your supervisor
  3. tell your work-mates but not your supervisor
  4. talk to the colleague in question

Answer(s): B



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