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Free 3I0-012 Exam Braindumps (page: 69)

Page 68 of 186
PDF with 740 Questions

Which one of the following formulae is correct?

  1. Long a straight bond + pay fixed on a swap = long a synthetic Floating Rate Note
  2. Long a straight bond + pay floating on a swap = long a synthetic Floating Rate Note
  3. Short a straight bond + receive fixed on a swap = long a synthetic Floating Rate Note
  4. Short a straight bond + pay fixed on a swap = long a synthetic Floating Rate Note

Answer(s): A



Under new Basel rules, what is the meaning of CVA?

  1. Credit Value Adaption
  2. Call Value Adaption
  3. Credit Value Adjustment
  4. Counterpart Value Adjustment

Answer(s): C



Which of the following does not represent an operational risk as defined by Basel rules?

  1. theft of information
  2. damage to an organization through loss of its reputation or standing
  3. market manipulation
  4. loss incurred from the use of incorrect documentation

Answer(s): B



You are a sales person in a bank and are about to sell a structured note to a non-professional customer. Before finalizing the transaction you remember to double-check the customer’s charter. You learn that the customer is not allowed to invest in structured products. The risk you have avoided is most likely to be classified as:

  1. credit risk
  2. liquidity risk
  3. legal risk
  4. refinancing risk

Answer(s): C






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