QUESTION: 56

Regulation O both restricts lending to insiders and requires that certain loans to insiders be disclosed. Each banking agency has adopted the provisions of Regulation O for administrative enforcement purposes. These were not found to be useful in preventing insider lending abuse. Regulation O governs which of the following areas major areas:

Lending to insiders
Disclosures of loans made to insiders
Both of these
None of these

Answer(s): C

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QUESTION: 56

Regulation O both restricts lending to insiders and requires that certain loans to insiders be disclosed. Each banking agency has adopted the provisions of Regulation O for administrative enforcement purposes. These were not found to be useful in preventing insider lending abuse. Regulation O governs which of the following areas major areas:

Lending to insiders
Disclosures of loans made to insiders
Both of these
None of these

Answer(s): C

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QUESTION: 56

Regulation O both restricts lending to insiders and requires that certain loans to insiders be disclosed. Each banking agency has adopted the provisions of Regulation O for administrative enforcement purposes. These were not found to be useful in preventing insider lending abuse. Regulation O governs which of the following areas major areas:

Lending to insiders
Disclosures of loans made to insiders
Both of these
None of these

Answer(s): C

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QUESTION: 57

Unless excluded by a board resolution or the bylaws, the following officers will be considered to be executive officers EXCEPT:

Chairman of the board
President
Each vice-president and above (for example, senior vice-president, executive vice- president, and so on)
Brokerage house's vice president

Answer(s): D

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Free CRCM Exam Braindumps (page: 43)

QUESTION: 56

QUESTION: 56

QUESTION: 56

QUESTION: 57

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