Cisco
CompTIA
ISC
EC-Council
EXIN
Fortinet
ITIL
Juniper
Microsoft
VMware
Avaya
SAP
Google
NVIDIA
Salesforce
Amazon
Palo Alto Networks
ISC2
Splunk
ServiceNow
All Vendors
  2. Home
  3. Exams
  4. Banking
  5. CRCM

Banking CRCM Exam Questions
CERTIFIED REGULATORY COMPLIANCE MANAGER (CRCM) (Page 7 )

Updated On: 21-Feb-2026
Page 7 of 276
PDF with 463 Questions

In Compliance regulation and risk assessment key performance indicators usually include:

  1. Fines or penalties
  2. Customer complaints
  3. Regulatory criticism from a regulator or internal or external auditors
  4. None of these

Answer(s): A,B,C



For example on a 0-5 scale:



The risk trend shows the direction of risk and probable change to risk over the next 12 months. A trend toward increasing risk means that

  1. Management may want to take additional action through more controls or increased reviews
  2. Risk may prompt a decrease in controls and improved efficiencies
  3. Controls currently in place are appropriate to succeed in keeping risks within management's established risk-tolerance level
  4. Risk measurements exceed management's tolerance for risk

Answer(s): A



For example on a 0-5 scale:



The risk trend shows the direction of risk and probable change to risk over the next 12 months. A trend toward increasing risk means that

  1. Management may want to take additional action through more controls or increased reviews
  2. Risk may prompt a decrease in controls and improved efficiencies
  3. Controls currently in place are appropriate to succeed in keeping risks within management's established risk-tolerance level
  4. Risk measurements exceed management's tolerance for risk

Answer(s): A



For example on a 0-5 scale:



The risk trend shows the direction of risk and probable change to risk over the next 12 months. A trend toward increasing risk means that

  1. Management may want to take additional action through more controls or increased reviews
  2. Risk may prompt a decrease in controls and improved efficiencies
  3. Controls currently in place are appropriate to succeed in keeping risks within management's established risk-tolerance level
  4. Risk measurements exceed management's tolerance for risk

Answer(s): A



Compliance professionals have a duty to keep senior management and the board apprised of the state of compliance within the bank through which of the following:

  1. Self-monitoring and audit results
  2. Proactive compliance controls
  3. Timely and accurate regulatory reporting
  4. All of the options mentioned above

Answer(s): D






Post your Comments and Discuss Banking CRCM exam dumps with other Community members:

Join the CRCM Discussion