IIA IIA-CIA-Part3 Exam Prep
Certified Internal Auditor - Part 3, Business Analysis and Information Technology (Page 64 )

1. Create Workspace2 with Lakehouse2 — F
2. Migrate the Employee table to Lakehouse2 — E
3. Assign the data engineer the Contributor role for Workspace1 — D

Why

• Sharing Lakehouse1 would not provide the required isolation.
• Viewer access would not allow writing to Customer.
• Giving Contributor access to Workspace2 would expose the sensitive table.

• Minimum and maximum values
• Number of distinct values
• NULL information
• Other metadata used for pruning

• Load balancer: Distributes application traffic; it does not protect switch MAC tables.
• IPS: May detect some attack traffic, but it is not the primary control for switch-port MAC learning.
• NGFW: Protects at network boundaries but does not directly limit MAC addresses learned on access ports.

• Company documents
• Databases
• Knowledge bases
• Current web or business data

• A: Describes diversity and inclusive design, not grounding.
• B: Describes explainability or model interpretability.
• D: Describes documenting a model’s capabilities and limitations.

• Due diligence: Investigating and evaluating a third party before entering into or continuing a business relationship.
• Attestation: An independent party provides assurance about an organization’s claims or controls. A SOC 2 examination is an example of an attestation engagement, but the analyst requesting and reviewing the report is performing due diligence.
• Internal audit: Reviews the organization’s own internal controls.
• Penetration testing: Actively tests systems for exploitable vulnerabilities.

• AWS is responsible for the cloud infrastructure, including physical servers, hardware replacement, and firmware updates.
• For managed database services such as Amazon RDS, AWS generally manages the underlying operating system patching and infrastructure maintenance.
• The customer remains responsible for application-level software, including obtaining and paying for required application licenses.

• Operating system patches for managed databases: Typically handled by AWS.
• Hardware replacement: AWS responsibility.
• Firmware updates for physical infrastructure: AWS responsibility.

• Preparing and managing datasets
• Building and training machine-learning models
• Testing and evaluating models
• Deploying models as endpoints for predictions

• Note the question number before leaving—for example, Question 38.
• Use the exam’s question navigator or Back/Previous button to return to that number.
• If you close or refresh the page, your position may not be saved, depending on the site. Reopen the page and select the question number again.
• Avoid using the browser’s Back button if it causes the exam page to reload; use the exam’s built-in navigation instead.

• Share files with the wrong people
• Use public links unnecessarily
• Fail to classify sensitive data
• Upload data to unauthorized services
• Misunderstand company sharing policies

• A — Step-up authentication: Helps protect administrator accounts, but does not directly address improper file sharing by users.
• C — Password complexity: Helps reduce password attacks, not accidental data disclosure.
• D — Mobile device management: Secures managed mobile devices, but does not directly control file-sharing behavior across the organization.

• Liability accounts (2000–2999) would incorrectly require dimensions, although they should have none.
• Expense accounts (6000–6998) would incorrectly require Customer, which should be optional.
• Account 6999 needs a separate rule because it requires all four dimensions, including Customer.

• 2000–2999: no dimensions
• 4000–4999: Department and Division required; Project and Customer optional
• 6000–6998: Department, Division, and Project required; Customer optional
• 6999: Department, Division, Project, and Customer required

• Windows 11 Pro ? Windows 11 Enterprise
• Windows 10 Pro ? Windows 10 Enterprise

• Deterrent control: The signs warning people they may be filmed discourage unauthorized or malicious behavior. They may prevent incidents by influencing behavior, but their primary purpose is to deter.
• Detective control: The CCTV system monitors and records activity so security personnel can identify suspicious or unauthorized actions.

• Preventive: Blocks or prevents an incident, such as a lock or access-control system.
• Corrective: Fixes or restores systems after an incident.
• Directive: Tells people what they must do, typically through policies or procedures.
• Compensating: Provides an alternative control when the preferred control cannot be used.

• Third-party attestation: Provides independent validation, but is typically periodic and performed by an external party.
• Penetration testing: Simulates attacks to identify exploitable vulnerabilities; it does not primarily track compliance.
• Vulnerability scans: Identify technical weaknesses, but do not provide a detailed review of procedures or compliance activities.

• Warehouse size: Larger warehouses use more credits per unit of time than smaller ones.
• Number of clusters: A multi-cluster warehouse can run multiple clusters, and each active cluster consumes credits. Therefore, increasing the maximum or active cluster count can increase consumption.

• Number of users: More users may cause more workload, but users themselves do not consume credits.
• Amount of data processed: Snowflake warehouses are not charged directly by the amount of data scanned. However, processing more data may cause the warehouse to run longer, indirectly increasing credits.

• Relationship cardinality:

• Filter direction:

• Active versus inactive relationships: only active relationships automatically propagate filters.
• Blank or unmatched values: a fact-table value without a matching dimension row can create the model’s blank/unknown member.
• Uniqueness: the “one” side must contain unique values; duplicate keys generally belong on the “many” side.

• Red team: Offensive security; attempts exploitation and simulates attackers.
• Blue team: Defensive security; monitors, detects, and responds to attacks.
• Purple team: Combines red- and blue-team activities to improve defenses, but is not the best direct answer here.
• White team: Usually oversees or coordinates an exercise, including rules of engagement and scope.

• The application stores data on Amazon EBS volumes, so the encryption should be applied directly to those volumes.
• EBS encryption uses AWS-managed cryptographic operations and is designed to provide encryption at rest with minimal performance impact.
• The volumes are created during initial deployment, so they can be configured as encrypted when provisioned.

• B: Moving data to an encrypted S3 bucket changes the storage design and does not encrypt the EBS data the application uses.
• C: A custom encryption algorithm adds application overhead and is unnecessary.
• D: Ephemeral disks are temporary storage and can lose data when instances stop or terminate. Encrypting only the AMI’s root volume does not protect data stored elsewhere.

• Crowd-sourced evaluation: Requires recruiting and managing many evaluators.
• Human-worker evaluation: Provides human judgment but requires coordination, labeling instructions, and quality control.
• RLHF: Is a training and alignment process, not simply a low-overhead model comparison method.
• Automatic model evaluation: Quickly evaluates outputs using predefined toxicity or quality metrics with minimal manual effort.

• GPS coordinates
• Date and time the image was taken
• Camera or device model
• Exposure settings

• Log data: Records events or activities, such as system or application activity.
• Encrypted data: Information intentionally encoded to prevent unauthorized access.
• Sensitive data: A broad classification for information requiring protection; geolocation may be sensitive, but the technical type stored in the image is metadata.

• Customers may boycott V’s products.
• Supermarket customers may stop buying from V.
• Investors may view V as having higher legal, ethical and reputational risk.
• V could face fines, lawsuits, contract losses and higher costs.
• Expected future profits may fall.

• Scale out during the hours when customer traffic is high.
• Scale in during low-demand periods, reducing instance-hours and cost.
• Use scaling policies based on metrics such as CPU utilization or request count.

• Multiple Availability Zones: Improves availability and fault tolerance, but does not automatically reduce cost.
• Placement group: Helps with specialized performance or low-latency requirements, not cost optimization.
• Private subnets: Improve network security, but do not automatically adjust capacity or reduce EC2 usage costs.

1. Initiate — establish the project, scope, team, and governance.
2. Plan — develop the detailed plan, schedule, resources, and implementation approach.
3. Execute — configure, integrate, migrate, test, and prepare the solution.
4. Deploy — move the solution into production and support go-live.
5. Close — complete handover, confirm outcomes, and formally close the project.

• netstat -tuln can show listening TCP ports.
• If the web service is not listening, or is bound only to 127.0.0.1, remote browsers cannot connect even though the server responds to ping.

• traceroute: Tests the path to the server, but ping already confirms basic reachability.
• tcpdump: Useful for detailed packet analysis, but it is more appropriate after checking whether a service is listening.
• arp: Helps troubleshoot local IP-to-MAC resolution, not an application-layer web connection.

• A — Consumption-based pricing: AWS generally uses a pay-as-you-go model. You pay for the resources you consume rather than purchasing hardware upfront or paying for unused capacity.
• C — Economies of scale: AWS purchases and operates infrastructure at a very large scale, allowing it to reduce costs and pass some savings to customers through lower service prices.

• Perpetual licenses: These involve paying once for permanent software ownership and are not a primary AWS Cloud economic benefit.
• AWS Enterprise Support at no additional cost: Enterprise Support has an additional charge.
• Bring-your-own-hardware model: AWS provides and manages the underlying cloud infrastructure; customers do not normally bring their own physical servers.

• Customer needs: Primary focus in agile; guides prioritization and decision-making.
• Organization’s needs: Important constraints, but processes should be tailored when they create waste.
• Agile lead/project manager: Their role is to facilitate value delivery, not prioritize their own preferences.

• httprint fingerprints Web servers by analyzing their HTTP responses. It can help identify the Web server type and sometimes its version, even when the banner has been modified or hidden.
• Wget is mainly used to download files or Web content.
• WinSSLMiM is associated with SSL man-in-the-middle testing.
• Whisker is an older Web-server vulnerability assessment tool, especially associated with IIS, rather than the expected banner-grabbing tool here.

• File is shared externally ? Access level

• File is labeled “Internal only” ? Sensitivity label

• New Cat 5 line: Useful if testing shows a damaged cable, but the issue is specifically triggered when the fax is active.
• 802.1Q tagging: Used to carry multiple VLANs across trunk links; it does not solve the issue by itself.
• Change the MTU: Relevant to packet-size or fragmentation problems, not typical fax-related interference.

• IaaS: você gerencia a VM e o sistema operacional.
• PaaS: o Azure gerencia a infraestrutura; você se concentra no aplicativo.

• Floating IP must be enabled on the load-balancing rule.
• Session persistence should normally remain None.
• The health probe determines which replica should receive traffic.
• Client-IP persistence is unnecessary and can cause connections from the same client to remain associated with a backend replica longer than intended.

• Q9 — Client IP session persistence: No
• Q10 — Floating IP: Yes

• Deploy five individual VMs: This does not create a VM scale set.
• Modify Availability Zones or Size settings: These actions do not create the required scale set and add unnecessary steps.
• VM orchestration mode: This is Flexible orchestration, intended for more individually managed VMs and mixed configurations. It is not the best choice for a straightforward group of identical instances.

• The Print Spooler is a Windows service.
• Services can have dependencies—other services that must be running first.
• If a dependency fails, the Print Spooler may repeatedly fail to start.
• In the Services tool, the technician can view the service’s Dependencies tab, start or restart services, and configure startup behavior.

• Processes: Shows currently running applications and processes.
• Startup: Controls which programs launch during Windows startup.
• Performance: Displays resource usage such as CPU, memory, disk, and network activity.

• Configure row-level security (RLS) using the sales region and the HR manager’s identity.
• Publish the reports and datasets through a Power BI app.
• Grant the HR managers permission to use the app, but do not add them as workspace members.
• App users can view and interact with reports while RLS limits them to their region.
• They cannot modify the report layout because they do not have workspace editing permissions.

• Adding them to the workspace gives them workspace permissions that may allow report or dataset changes, depending on the assigned role.
• Creating copies is unnecessary and creates maintenance and security problems.
• Hosting datasets and reports in different workspaces does not, by itself, provide the required controlled access.

• Malware or malicious software
• Command-and-control tools
• Internet surveillance and intrusion software

• ITAR: A U.S. regulation controlling defense-related articles and services; it is not the international arrangement described.
• Palermo Convention: Focuses on transnational organized crime and related protocols, not export controls for cyber weapons.
• GDPR: European data-protection and privacy legislation.

• Un AG puede tener réplicas en Windows y Linux desde SQL Server 2017; por tanto, una réplica Windows y otra Linux es posible.
• Sin embargo, las réplicas de un AG deben utilizar normalmente la misma versión principal de SQL Server. Una instancia SQL Server 2017 no puede tener directamente una réplica secundaria SQL Server 2019 como configuración normal y permanente.
• En tu escenario, SQL Server 2017 en Windows y SQL Server 2019 en Linux no se pueden añadir directamente como réplicas equivalentes de AG1. Primero habría que realizar un proceso de actualización/migración compatible, por ejemplo mediante una actualización gradual o una tecnología de migración como log shipping o distributed availability groups, según el diseño.

• Tipo de clúster y mecanismo de quorum.
• Failover normalmente manual en configuraciones multiplataforma.
• Edición y características compatibles.
• Configuración de endpoints y permisos.
• Limitaciones específicas de SQL Server en Linux.

• Virtual machines
• Virtual storage
• Virtual networking
• Compute resources

• Security as a Service: Provides security functions, not general VM infrastructure.
• Platform as a Service (PaaS): Provides a managed application-development platform, with less control over the underlying VMs.
• Software as a Service (SaaS): Delivers complete applications to users rather than infrastructure for hosting VMs.

1. The specific table — for example, incident
2. The parent table — for example, task
3. The wildcard table — *, which applies broadly

• Unrestricted data mining: Data mining is not automatically a privacy violation. It becomes an issue when personal data is collected or used improperly.
• Identity theft: This is a possible consequence of inadequate privacy protection, but it is not the central focus of privacy regulations.
• Human rights protection: Privacy can be considered a human right, but this option is broader than the specific regulatory focus.
• Identifiable personal data: Regulations such as HIPAA focus directly on controlling the collection, use, disclosure, and protection of personal information.

• 24 cores: Available in the Business Critical provisioned-compute configurations.
• Approximately 124 GB memory: Matches the memory capacity of the relevant Business Critical hardware configuration.
• More than 50,000 IOPS: Business Critical uses local SSD storage and provides the high I/O performance required here.
• 500 GB storage: Well within the tier’s supported capacity.

• Premium: The DTU-based Premium tier does not provide the required combination of compute, memory, and I/O characteristics.
• Hyperscale: Hyperscale is primarily intended for very large databases and independent storage scaling. It is not the best match for these specific high-memory and high-IOPS requirements.

• Firewalls and routers
• Servers and applications
• Endpoint devices
• Authentication systems
• Cloud services

• Centralized log collection
• Event correlation
• Dashboards and reporting
• Alerting
• Compliance support

• Disable default accounts: Default or unused accounts may have known usernames or predictable settings, making them targets. They should be disabled, removed, or securely configured.
• Remove unnecessary services: Every running service creates potential vulnerabilities. Removing services the server does not need reduces exploitable entry points.

• Add the server to the asset inventory: Important for asset management, but not a hardening step.
• Document default passwords: Default passwords should be changed or eliminated—not documented for continued use.
• Send server logs to the SIEM: Valuable for monitoring and detection, but generally performed as part of logging/monitoring configuration.
• Join the server to the corporate domain: May be necessary operationally, but does not itself harden the server.

• transform() — modifies every element in an array
• filter() — keeps elements matching a condition
• exists() — checks whether any element matches
• aggregate() — reduces array elements to one result

sql 
SELECT transform(scores, x -> x * 2) 
FROM student_scores;

• A is incorrect because higher-order functions are mainly useful for nested or complex data.
• B is incorrect because they do not convert logic into Python.
• D is incorrect because their purpose is not to fix slow built-in functions, but to process arrays or maps with custom logic.

• Low: Applies system, tenant, and user-based suppressions. Activity from locations commonly used by that user is more likely to be suppressed.
• Medium: Applies system and user suppressions.
• High: Applies only system suppressions, so more unusual-location activity generates alerts.

• A. IDS attack signatures: Detects suspicious network activity, but is not primarily designed to scan uploaded files for malware.
• C. Load balancer: Distributes traffic among servers and improves availability; it does not inspect files for threats.
• D. WAF: Protects web applications from attacks such as SQL injection and command injection, but its primary role is not malware scanning of uploaded documents.

• Suspended an operator who refused to use unsafe equipment.
• Paid another operator a bonus for using it.
• Prioritised short-term productivity over employee safety.

• A — Management is not particularly concerned with managing risks.

• B — Employees will perceive that management does not care about health and safety risks.

• C — The factory’s safety record is likely to be poor.