CompTIA
Checkpoint
ISC
HP
Dell
EC-Council
EXIN
Fortinet
ITIL®
Juniper
PMI
Microsoft
VMware
Avaya
Google
Salesforce
Amazon
Palo Alto Networks
Certiport
ISC2
All Vendors
  2. Home
  3. Exams
  4. Test Prep
  5. CFA-Level-I

Free CFA-Level-I Exam Braindumps (page: 1)

Page 1 of 991
PDF with 3963 Questions

According to the AIMR-PPS, ________ are defined to include all discretionary and nondiscretionary assets.

  1. individually managed assets
  2. individual investor's assets
  3. total firm assets
  4. global assets

Answer(s): C

Explanation:

Total firm assets are defined to include all discretionary and nondiscretionary assets. Total firm assets don't refer to assets underlying overlay investment strategies, such as currency overlay, options and futures overlays, securities lending programs and asset allocation overlay strategies, unless the firm actually manages the underlying assets.



Standard IV (B.7) deals with ________.

  1. Priority of Transactions
  2. None of these answers
  3. Disclosure of Referral Fees
  4. Performance Presentation
  5. Prohibition against Misrepresentation
  6. Disclosure of Conflicts to Clients and Prospects
  7. Preservation of Confidentiality
  8. Prohibition against Use of Material Nonpublic Information

Answer(s): F

Explanation:

Standard IV (B.7) states that members shall disclose to their clients all matters that could become potential conflicts. These include beneficial ownership of securities or other investments, that reasonably could be expected to impair the member's ability to make unbiased and objective recommendations.



Standard III (D) deals with ________.

  1. Professional Misconduct
  2. Use of Professional Designation
  3. Plagiarism
  4. Fundamental Responsibilities
  5. None of these answers
  6. Obligation to Inform Employer of Code and Standards

Answer(s): E

Explanation:

Standard I deals with Fundamental Responsibilities. Standard II (A) deals with Use of Professional Designation.
Standard II (B) deals with Professional Misconduct. Standard II (C) deals with Plagiarism. Standard III (A) deals with the Obligation to Inform Employer of Codes and Standards. Standard III (D) deals with the Disclosure of Additional Compensation Arrangements.



Another name for "access" person is ________.

  1. none of these answers
  2. supervisor
  3. ombudsman
  4. guardian
  5. fiduciary
  6. covered person

Answer(s): F

Explanation:

Access or covered persons have knowledge of pending or actual investment recommendations or action. The firm's definition of access (covered) person should be broad enough to cover all people with that knowledge.



Page 1 of 991



Post your Comments and Discuss Test Prep CFA-Level-I exam with other Community members:

Ambr commented on November 08, 2024
Can I pass the exams only with these dumps ?
Anonymous
upvote

michrle23 commented on November 08, 2024
The purchase and download is very streamlined. I was able to quickly pay and download my course content. I have now started preparing. Once I finish my exam I will share my experience of the exam.
PAKISTAN
upvote

Dane commented on November 08, 2024
hello there ! can someone confirme that this question are reall quetions and can be a part of exams questions ? thanks a lot. i will take the exams next week but i fell like not ready yet . thanks a lot!
GERMANY
upvote

Anouar commented on November 08, 2024
contenu enrichissant
Anonymous
upvote

Anouar commented on November 08, 2024
Salut ! Quelqu'un a-t-il tenté cet examen récemment ? Si c'est le cas, veuillez me faire savoir si ces questions sont toujours pertinentes et apparaissent dans l'examen sous le même
Anonymous
upvote

Tina commented on November 08, 2024
Looks helpful
Anonymous
upvote

Joseph commented on November 08, 2024
The questions and answers/explanations are very helpful and professional, thank you
Anonymous
upvote

Yadagiri commented on November 08, 2024
good questions
UNITED STATES
upvote

approva commented on November 07, 2024
still preparing
Anonymous
upvote

MAreg commented on November 07, 2024
great questions
POLAND
upvote

MANISH DURAISWAMY commented on November 07, 2024
Good Practices sessions
Anonymous
upvote

Jonhsh commented on November 07, 2024
It's ok to do this quizz
Anonymous
upvote

Joan commented on November 07, 2024
Keep Trying
Anonymous
upvote

ProDumpper commented on November 07, 2024
The questions looks promising and well formatted. But has anyone passed this exam recently? I have heard the exam is very very hard.
Anonymous
upvote

Vin commented on November 07, 2024
Good content
Anonymous
upvote

Mii commented on November 07, 2024
great resource, for the exams Ireland
Anonymous
upvote

Jay Gomes commented on November 07, 2024
Very nice and very good questions
Anonymous
upvote

Jay Gomes commented on November 07, 2024
Nice v nice questions
Anonymous
upvote

Aswin commented on November 07, 2024
Good practice test
INDIA
upvote

Elias commented on November 07, 2024
Really this material supports alot
Anonymous
upvote

DN commented on November 06, 2024
Very helpful
UNITED STATES
upvote

Christine commented on November 06, 2024
Good for practice
Anonymous
upvote

Mike commented on November 06, 2024
Very good website
Anonymous
upvote

Elias commented on November 06, 2024
The revision materials are 100% helpfull.
Anonymous
upvote

Lula commented on November 06, 2024
One of the top exam dumps sites I have ever used. Very clean and decent pricing for the full version.
Singapore
upvote

Paula commented on November 06, 2024
Useful question dumps. I will leave it to that.
Anonymous
upvote

Prabhat Kumar commented on November 06, 2024
Google Google Associate Cloud Engineer
EUROPEAN UNION
upvote

Connor commented on November 06, 2024
This is wild. I did not know these study guides were available online.
UNITED KINGDOM
upvote

Mike commented on November 05, 2024
can anyone explain to me for question 77?
MALAYSIA
upvote

Non-sus user commented on November 05, 2024
good luck y'all
MALAYSIA
upvote

Jondré commented on November 05, 2024
I am writing soon hope this will help me pass first time.
Anonymous
upvote

Farid commented on November 05, 2024
This exam is hard but not as bad as others have stated here. With these question you can pass on first try.
Canada
upvote

Mohammed commented on November 05, 2024
I got a 87.4% in my exam with these questions. Just keep in mind that the full version they sell in PDF format has way way more questions that covers most of the topics in this exam.
UNITED ARAB EMIRATES
upvote

Giordano commented on November 05, 2024
Sono uguali all'esame?
Anonymous
upvote