Free ISO/IEC 27001 Lead Auditor Exam Braindumps (page: 9)

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In a joint audit involving multiple audit teams, how many audit team leaders are typically designated per audit?

  1. One audit team leader per audit, regardless of the number of audit teams involved
  2. Each audit team appoints its own audit team leader
  3. There are no designated audit team leaders in joint audits

Answer(s): A

Explanation:

In a joint audit involving multiple audit teams, there is typically one overall audit team leader who is responsible for coordinating the entire audit process, regardless of how many teams are involved. This ensures that the audit is well-organized, and the results from all teams are integrated properly. Each team may have its own team leader, but the overall audit leadership is handled by one primary audit team leader.



Why should materiality be considered during the initial contact?

  1. To determine the audit duration
  2. To define the audit team roles
  3. To set the audit objectives

Answer(s): C

Explanation:

Materiality refers to the significance of an issue or risk in relation to the audit objectives. During the initial contact, materiality should be considered to help define the audit objectives and determine which areas or issues are most critical to assess. This ensures that the audit focuses on the most important aspects and provides meaningful assurance to the organization, stakeholders, and certification body.



During which stage of the audit do auditors identify key processes to be audited and prioritized on the basis of materiality?

  1. Initial contact
  2. Stage 1 audit
  3. Stage 1 audit

Answer(s): B

Explanation:

During the Stage 1 audit, auditors gather information to understand the auditee's ISMS, its processes, and its environment. They identify and prioritize key processes based on materiality, which helps them determine where to focus the audit efforts. This stage is crucial for evaluating whether the ISMS is adequately established before proceeding to the more detailed Stage 2 audit, which involves the actual audit of the ISMS.



When multiple offices of a certification body are involved, what must be ensured?

  1. Each office has a separate legally enforceable agreement with the client
  2. A legally enforceable agreement that covers all sites within the certification scope
  3. Only the main office has a legally agreement with the client

Answer(s): B

Explanation:

When multiple offices of a certification body are involved, it is important to ensure that there is a single, legally enforceable agreement that covers all the sites included within the certification scope. This ensures consistency in the certification process and aligns all offices with the same terms and conditions regarding the audit and certification activities. It avoids complications that may arise from having separate agreements for each office.






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