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ISACA Advanced in AI Audit Questions 116–120 (page: 25)

Updated On: 12-Sep-2026

Which of the following is the MOST important step in an AI incident management process to ensure continuous improvement?

  1. Define ownership
  2. Root cause analysis
  3. Archive logs
  4. Assess severity

Answer(s): B

Explanation:

Root cause analysis is essential for continuous improvement because it identifies the underlying issues that led to the AI incident, enabling the organization to implement corrective actions that prevent recurrence and strengthen overall AI governance.



An organization has introduced an AI chat system where customers can enter their preferences and the system returns the best product selections.
Which of the following is the BEST way to mitigate the risk of the system providing suggestions that may upset customers?

  1. Increase the volume of training data to ensure the data set is fair and impartial.
  2. Conduct threat analysis to identify unknown exposures.
  3. Perform testing of diverse scenarios to confirm outputs are within the acceptable range.
  4. Implement continuous monitoring of AI servers to detect anomalies in technical performance.

Answer(s): C

Explanation:

Testing across diverse user scenarios validates that system outputs remain within defined acceptability and ethical boundaries, directly reducing the risk of generating inappropriate, offensive, or culturally insensitive recommendations that could harm customer trust and satisfaction.



An organization plans to share customer data collected through an AI system with third-party vendors.
Which of the following BEST demonstrates compliance with data privacy principles?

  1. Including a statement about AI data sharing practices in the company’s privacy policy
  2. Communicating to customers about AI data sharing practices
  3. Ensuring vendors implement adequate technical safeguards for data protection
  4. Obtaining expressed consent from customers before sharing their data

Answer(s): D

Explanation:

Expressed consent directly fulfills core data privacy principles of lawfulness, transparency, and user autonomy by ensuring individuals explicitly authorize how their personal data is shared, making the data-sharing practice legally defensible and ethically compliant.



Which of the following is the MOST important consideration for change management related to the organization-wide adoption of AI systems and tools?

  1. Establishment of organization data governance and infrastructure readiness
  2. Implementation of AI-powered systems with shorter user training cycles
  3. Direct involvement from organization senior leadership
  4. Phased implementation and stringent project stage gates

Answer(s): C

Explanation:

Direct senior leadership involvement is critical to change management because it drives organizational alignment, cultural acceptance, resource commitment, and accountability, which are essential for successful enterprise-wide adoption of AI systems and tools.



Which of the following BEST demonstrates effective coordination to ensure comprehensive oversight of an AI system deployed across multiple jurisdictions?

  1. Establishing joint oversight plans and communication channels between agencies
  2. Centralizing responsibility under a single supervisory authority
  3. Relying on automated processes for anomaly detection and documentation
  4. Focusing oversight activities on technical anomaly detection metrics

Answer(s): A

Explanation:

Joint oversight plans and structured communication channels enable aligned governance, shared risk visibility, and consistent control enforcement across jurisdictions, ensuring coordinated accountability and comprehensive regulatory and operational oversight of the AI system.



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